We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WINT
6376
PUT
DELISTED
Windtree Therapeutics Inc
WINT
$72K ﹤0.01%
2,621
+1,428
+120% +$34.6K
VSPY
6377
DELISTED
DIREXIONS&P 500 VOLATILITY RESPONSE SHARES
VSPY
$72K ﹤0.01%
+1,434
New +$72.4K
KMM
6378
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$72K ﹤0.01%
7,217
-584
-7% -$6.03K
SYMM
6379
DELISTED
SYMMETRICOM INC
SYMM
$72K ﹤0.01%
14,913
+12,471
+511% +$60.6K
SKS
6380
CALL
DELISTED
SAKS INCORPORATED
SKS
$72K ﹤0.01%
4,500
-33,700
-88% -$525K
CAS
6381
DELISTED
A M Castle & Co
CAS
$72K ﹤0.01%
4,482
-21
-0.5% -$339
DFP
6382
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$71K ﹤0.01%
3,293
-4,667
-59% -$101K
HSBC icon
6383
PUT
HSBC
HSBC
$364B
$71K ﹤0.01%
1,509
+1,277
+550% +$60.6K
ACH
6384
Accendra Health
ACH
$225M
$71K ﹤0.01%
2,054
-4,820
-70% -$169K
VHC icon
6385
PUT
VirnetX Holding Corp
VHC
$56.8M
$71K ﹤0.01%
175
-405
-70% -$160K
FIG
6386
PUT
DELISTED
Fortress Investment Group Llc
FIG
$71K ﹤0.01%
8,900
-5,900
-40% -$44.4K
COBO
6387
DELISTED
ProShares USD Covered Bond
COBO
$71K ﹤0.01%
712
+96
+16% +$9.6K
HUB.A
6388
DELISTED
HUBBELL INC CL-A
HUB.A
$71K ﹤0.01%
750
+100
+15% +$9.43K
GLCH
6389
DELISTED
GLEACHER & CO INC COM NEW (NY)
GLCH
$71K ﹤0.01%
5,187
-590
-10% -$8.06K
BSCM
6390
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$71K ﹤0.01%
+3,605
New +$71.1K
ALSN icon
6391
Allison Transmission
ALSN
$10.2B
$70K ﹤0.01%
2,772
+532
+24% +$12.6K
BOOM icon
6392
CALL
DMC Global
BOOM
$150M
$70K ﹤0.01%
3,000
+2,500
+500% +$51K
CVLT icon
6393
CALL
Commault Systems
CVLT
$5.47B
$70K ﹤0.01%
800
-1,000
-56% -$83.8K
CVLT icon
6394
PUT
Commault Systems
CVLT
$5.47B
$70K ﹤0.01%
800
+200
+33% +$16.8K
LSTA icon
6395
Lisata Therapeutics
LSTA
$10.4M
$70K ﹤0.01%
55
+51
+1,275% +$56.6K
NBIX icon
6396
PUT
Neurocrine Biosciences
NBIX
$16.9B
$70K ﹤0.01%
6,200
+3,500
+130% +$48.1K
KAMN
6397
DELISTED
Kaman Corp
KAMN
$70K ﹤0.01%
1,835
+1,635
+818% +$60.7K
MDRX
6398
PUT
DELISTED
Veradigm Inc. Common Stock
MDRX
$70K ﹤0.01%
4,700
+2,500
+114% +$37.7K
FCRD
6399
PUT
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$70K ﹤0.01%
+4,500
New +$70K
CROP
6400
DELISTED
IQ Global Agribusiness Small Cap ETF
CROP
$70K ﹤0.01%
2,593
-301
-10% -$7.98K
254 255
256
257 258

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.