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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CZR
6326
DELISTED
Caesars Entertainment Corporation
CZR
$75K ﹤0.01%
3,823
-28,656
-88% -$539K
BPOP icon
6327
CALL
Popular Inc
BPOP
$11.2B
$74K ﹤0.01%
2,800
-700
-20% -$22K
CLMB icon
6328
Climb Global Solutions
CLMB
$500M
$74K ﹤0.01%
22,672
+6,008
+36% +$18.5K
CRL icon
6329
CALL
Charles River Laboratories
CRL
$11.3B
$74K ﹤0.01%
1,600
+100
+7% +$4.59K
DGX icon
6330
CALL
Quest Diagnostics
DGX
$25.8B
$74K ﹤0.01%
1,200
-4,000
-77% -$239K
ESS icon
6331
PUT
Essex Property Trust
ESS
$18.5B
$74K ﹤0.01%
500
– –
FFBC icon
6332
First Financial Bancorp
FFBC
$3.62B
$74K ﹤0.01%
4,902
-8,919
-65% -$140K
HZO icon
6333
MarineMax
HZO
$793M
$74K ﹤0.01%
6,021
+3,437
+133% +$41.1K
LSAK icon
6334
Lesaka Technologies
LSAK
$415M
$74K ﹤0.01%
6,141
+501
+9% +$4.52K
MCRI icon
6335
CALL
Monarch Casino & Resort
MCRI
$2.25B
$74K ﹤0.01%
+3,900
New +$74.3K
OSIS icon
6336
CALL
OSI Systems
OSIS
$3.9B
$74K ﹤0.01%
1,000
-29,200
-97% -$2.07M
PBF icon
6337
PUT
PBF Energy
PBF
$7.81B
$74K ﹤0.01%
3,300
-77,900
-96% -$1.76M
PCG icon
6338
PUT
PG&E
PCG
$38.4B
$74K ﹤0.01%
1,800
+400
+29% +$17.4K
SGU icon
6339
Star Group
SGU
$420M
$74K ﹤0.01%
14,986
-2,902
-16% -$14.2K
WRLD icon
6340
World Acceptance Corp
WRLD
$902M
$74K ﹤0.01%
826
-2,485
-75% -$212K
WBMD
6341
CALL
DELISTED
WebMD Health Corp.
WBMD
$74K ﹤0.01%
2,600
-1,500
-37% -$46.8K
ARG
6342
PUT
DELISTED
Airgas Inc
ARG
$74K ﹤0.01%
700
– –
ADVS
6343
DELISTED
Advent Software Inc
ADVS
$74K ﹤0.01%
2,323
-45
-2% -$1.34K
CDY
6344
DELISTED
CARDERO RES CORP.
CDY
$74K ﹤0.01%
435,000
-4
-0% –
AMN icon
6345
AMN Healthcare
AMN
$1.29B
$73K ﹤0.01%
5,306
+2,306
+77% +$33.9K
AOR icon
6346
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.71B
$73K ﹤0.01%
1,972
-2,424
-55% -$88.1K
BEP icon
6347
Brookfield Renewable
BEP
$10B
$73K ﹤0.01%
5,093
+2,871
+129% +$40.9K
CSGS
6348
DELISTED
CSG Systems International
CSGS
$73K ﹤0.01%
2,907
+1,293
+80% +$31.2K
DG icon
6349
PUT
Dollar General
DG
$28.1B
$73K ﹤0.01%
1,300
+500
+63% +$27.5K
DVY icon
6350
CALL
iShares Select Dividend ETF
DVY
$23.8B
$73K ﹤0.01%
1,100
-29,200
-96% -$1.94M
252 253
254
255 256

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.