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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXCM icon
6176
CALL
DexCom
DXCM
$32.7B
$85K ﹤0.01%
12,000
+11,600
+2,900% +$73.5K
FSM icon
6177
Fortuna Silver Mines
FSM
$2.69B
$85K ﹤0.01%
23,202
-16,082
-41% -$60.6K
HAS icon
6178
PUT
Hasbro
HAS
$12.8B
$85K ﹤0.01%
1,800
+1,300
+260% +$60.7K
MPT
6179
CALL
Medical Properties Trust
MPT
$2.75B
$85K ﹤0.01%
7,000
+6,700
+2,233% +$89.5K
MUX icon
6180
PUT
McEwen Inc
MUX
$1.1B
$85K ﹤0.01%
3,530
-790
-18% -$17.9K
NEON icon
6181
Neonode
NEON
$15M
$85K ﹤0.01%
1,322
+1,317
+26,340% +$92.8K
RRGB icon
6182
CALL
Red Robin
RRGB
$149M
$85K ﹤0.01%
1,200
+200
+20% +$12.5K
YPF icon
6183
PUT
YPF
YPF
$19.5B
$85K ﹤0.01%
4,200
– –
ZIXI
6184
DELISTED
Zix Corporation
ZIXI
$85K ﹤0.01%
17,325
-537
-3% -$2.41K
FCRE
6185
DELISTED
FC Global Realty Incorporated Common Stock
FCRE
$85K ﹤0.01%
1,064
-425
-29% -$33.6K
RTLA
6186
DELISTED
iPath Long Extended Russell 2000 TR Index ETN
RTLA
$85K ﹤0.01%
677
+100
+17% +$11.8K
FPT
6187
DELISTED
Federated Premier Intermediate M
FPT
$85K ﹤0.01%
6,782
-1,918
-22% -$23.6K
DBU
6188
DELISTED
WISDOMTREE GLOBAL EX-US UTILITY FND (DE)
DBU
$85K ﹤0.01%
4,693
+280
+6% +$4.95K
CHD icon
6189
CALL
Church & Dwight Co
CHD
$23.8B
$84K ﹤0.01%
2,800
+1,200
+75% +$36.9K
HERZ
6190
Herzfeld Credit Income Fund
HERZ
$31.6M
$84K ﹤0.01%
1,233
+392
+47% +$26.8K
ENTA icon
6191
Enanta Pharmaceuticals
ENTA
$394M
$84K ﹤0.01%
3,658
+2,542
+228% +$48.6K
FAF icon
6192
First American
FAF
$7.68B
$84K ﹤0.01%
3,441
-29,709
-90% -$662K
LXU icon
6193
PUT
LSB Industries
LXU
$695M
$84K ﹤0.01%
+3,250
New +$80.7K
OMER icon
6194
PUT
Omeros
OMER
$910M
$84K ﹤0.01%
8,600
+6,600
+330% +$39.4K
PMT
6195
PUT
PennyMac Mortgage Investment
PMT
$823M
$84K ﹤0.01%
3,700
+2,700
+270% +$59K
SOXL icon
6196
Direxion Daily Semiconductor Bull 3X ETF
SOXL
$22.7B
$84K ﹤0.01%
117,075
+69,225
+145% +$45.9K
BLOX
6197
CALL
DELISTED
Infoblox Inc
BLOX
$84K ﹤0.01%
2,000
– –
BLOX
6198
PUT
DELISTED
Infoblox Inc
BLOX
$84K ﹤0.01%
2,000
+1,400
+233% +$48.7K
PETM
6199
PUT
DELISTED
PETSMART INC
PETM
$84K ﹤0.01%
1,100
-7,400
-87% -$535K
OPEN
6200
PUT
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
$84K ﹤0.01%
1,200
-500
-29% -$35K
246 247
248
249 250

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.