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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARCC icon
6126
PUT
Ares Capital
ARCC
$13.8B
$88K ﹤0.01%
5,100
-11,300
-69% -$198K
FWONA icon
6127
CALL
Liberty Media Series A
FWONA
$22.4B
$88K ﹤0.01%
3,377
+2,814
+500% +$70.7K
MMSI icon
6128
Merit Medical Systems
MMSI
$5.11B
$88K ﹤0.01%
7,294
+6,138
+531% +$79K
NWL icon
6129
PUT
Newell Brands
NWL
$2.71B
$88K ﹤0.01%
3,200
+3,100
+3,100% +$82.6K
PST icon
6130
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$88K ﹤0.01%
+3,000
New +$90.1K
VMC icon
6131
PUT
Vulcan Materials
VMC
$36.7B
$88K ﹤0.01%
1,700
– –
STZ.B
6132
DELISTED
CONSTELLATION BRANDS, INC. CLASS B
STZ.B
$88K ﹤0.01%
1,529
-554
-27% -$30K
DTO
6133
DELISTED
DB Crude Oil Double Short Exchange Traded Notes due June 1, 2038
DTO
$88K ﹤0.01%
2,621
+1,388
+113% +$45.1K
DEL
6134
DELISTED
Deltic Timber
DEL
$88K ﹤0.01%
1,341
+1,069
+393% +$67.4K
ITMN
6135
PUT
DELISTED
INTERMUNE INC
ITMN
$88K ﹤0.01%
5,700
+300
+6% +$4.21K
BDSI
6136
DELISTED
BioDelivery Sciences International, Inc.
BDSI
$88K ﹤0.01%
16,217
+2,474
+18% +$11.9K
BBL
6137
PUT
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$88K ﹤0.01%
1,500
+1,100
+275% +$64.1K
CY
6138
CALL
DELISTED
Cypress Semiconductor
CY
$88K ﹤0.01%
9,400
-19,000
-67% -$222K
FORM icon
6139
FormFactor
FORM
$8.48B
$87K ﹤0.01%
12,669
+10,803
+579% +$73.5K
HVT.A icon
6140
Haverty Furniture Companies Class A
HVT.A
$497M
$87K ﹤0.01%
3,558
-1
-0% -$25
PZZA icon
6141
Papa John's
PZZA
$1.02B
$87K ﹤0.01%
2,500
-3,022
-55% -$104K
RSG icon
6142
CALL
Republic Services
RSG
$64.5B
$87K ﹤0.01%
2,600
+1,900
+271% +$64.6K
WSO.B
6143
Watsco Inc Class B
WSO.B
$13.1B
$87K ﹤0.01%
916
-3
-0.3% -$275
PF
6144
PUT
DELISTED
Pinnacle Foods, Inc.
PF
$87K ﹤0.01%
3,300
+200
+6% +$5.24K
ALXA
6145
DELISTED
Alexza Pharmaceuticals Inc
ALXA
$87K ﹤0.01%
16,993
-13,191
-44% -$62.1K
TPGI
6146
DELISTED
THOMAS PROPERTIES GROUP INC
TPGI
$87K ﹤0.01%
+13,015
New +$75.2K
POM
6147
PUT
DELISTED
PEPCO HOLDINGS, INC.
POM
$87K ﹤0.01%
4,700
-4,400
-48% -$85.5K
BZH icon
6148
PUT
Beazer Homes USA
BZH
$901M
$86K ﹤0.01%
4,800
-5,100
-52% -$89.7K
CLDT
6149
Chatham Lodging
CLDT
$614M
$86K ﹤0.01%
4,797
+2,430
+103% +$44.7K
CROX icon
6150
CALL
Crocs
CROX
$6.47B
$86K ﹤0.01%
6,300
+1,900
+43% +$27.6K
244 245
246
247 248

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.