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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CG icon
5751
CALL
Carlyle Group
CG
$17.1B
$123K ﹤0.01%
4,800
+200
+4% +$5.3K
GRC icon
5752
Gorman-Rupp
GRC
$2.19B
$123K ﹤0.01%
3,814
-724
-16% -$20.8K
PSCE icon
5753
Invesco S&P SmallCap Energy ETF
PSCE
$98M
$123K ﹤0.01%
541
-100
-16% -$21.3K
ZBH icon
5754
CALL
Zimmer Biomet
ZBH
$18.6B
$123K ﹤0.01%
1,545
-1,751
-53% -$138K
PFPT
5755
DELISTED
Proofpoint, Inc.
PFPT
$123K ﹤0.01%
3,838
+3,338
+668% +$93.9K
WEB
5756
CALL
DELISTED
Web.com Group, Inc.
WEB
$123K ﹤0.01%
+3,800
New +$108K
WHZ
5757
DELISTED
WHITING USA TR II TR UNIT (DE)
WHZ
$123K ﹤0.01%
9,624
+8,974
+1,381% +$117K
MTS
5758
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$123K ﹤0.01%
7,789
+25
+0.3% +$393
ISH
5759
DELISTED
INTL SHIPHOLDING CORP
ISH
$123K ﹤0.01%
4,485
+1,248
+39% +$31.4K
NOR
5760
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$123K ﹤0.01%
7,157
-10,622
-60% -$223K
IRF
5761
DELISTED
INTL RECTIFIER CORP
IRF
$123K ﹤0.01%
4,970
-11,041
-69% -$267K
RFMD
5762
CALL
DELISTED
RF MICRO DEVICES INC
RFMD
$123K ﹤0.01%
21,800
-15,100
-41% -$79.4K
PVFC
5763
DELISTED
PVF CAPITAL CORP
PVFC
$123K ﹤0.01%
30,054
-12,782
-30% -$53.8K
COLM icon
5764
Columbia Sportswear
COLM
$2.99B
$122K ﹤0.01%
4,050
-164
-4% -$5K
KRO icon
5765
KRONOS Worldwide
KRO
$702M
$122K ﹤0.01%
7,900
+4,066
+106% +$64.1K
STBA icon
5766
S&T Bancorp
STBA
$1.85B
$122K ﹤0.01%
5,022
+4,287
+583% +$99.5K
UCO icon
5767
CALL
ProShares Ultra Bloomberg Crude Oil
UCO
$392M
$122K ﹤0.01%
56
-45
-45% -$102K
SLCA
5768
PUT
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$122K ﹤0.01%
4,900
-2,400
-33% -$56K
SBW
5769
DELISTED
Western Asset Worldwide Income
SBW
$122K ﹤0.01%
9,700
+1,534
+19% +$19.1K
RSTI
5770
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$122K ﹤0.01%
5,042
+2,935
+139% +$69.7K
ENGN
5771
DELISTED
ISHARES TR INDLS BD ETF
ENGN
$122K ﹤0.01%
2,586
– –
CHTP
5772
DELISTED
CHELSEA THERAPEUTICS INT'L LTD
CHTP
$122K ﹤0.01%
40,856
-118,143
-74% -$339K
BRKL
5773
DELISTED
Brookline Bancorp
BRKL
$121K ﹤0.01%
12,876
+10,000
+348% +$94.4K
MUSA icon
5774
PUT
Murphy USA
MUSA
$11B
$121K ﹤0.01%
+3,000
New +$120K
MXF
5775
Mexico Fund
MXF
$315M
$121K ﹤0.01%
4,138
-796
-16% -$24.1K
229 230
231
232 233

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.