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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQQQ icon
5726
CALL
ProShares UltraPro Short QQQ
SQQQ
$1.92B
– –
0
– –
SUPN icon
5727
Supernus Pharmaceuticals
SUPN
$2.83B
$126K ﹤0.01%
17,256
+13,193
+325% +$88.6K
VNDA icon
5728
PUT
Vanda Pharmaceuticals
VNDA
$313M
$126K ﹤0.01%
+11,500
New +$123K
NGX
5729
DELISTED
NUVEEN MASS AMT-FREE MUNI INC FD
NGX
$126K ﹤0.01%
10,099
+1,869
+23% +$23.7K
XRTX
5730
CALL
DELISTED
XYRATEX LTD (BERMUDA)
XRTX
$126K ﹤0.01%
11,300
+11,200
+11,200% +$120K
MPG
5731
DELISTED
MPG OFFICE TRUST, INC COM
MPG
$126K ﹤0.01%
40,057
+36,223
+945% +$113K
CAE icon
5732
CAE Inc. Common Shares
CAE
$8.47B
$125K ﹤0.01%
11,431
-23,582
-67% -$260K
CFFN icon
5733
Capitol Federal Financial
CFFN
$1.12B
$125K ﹤0.01%
10,105
-2,752
-21% -$34.5K
MIDD icon
5734
CALL
Middleby
MIDD
$6.09B
$125K ﹤0.01%
+1,800
New +$116K
SAND
5735
DELISTED
Sandstorm Gold
SAND
$125K ﹤0.01%
23,159
-39,409
-63% -$236K
SNV
5736
CALL
DELISTED
Synovus
SNV
$125K ﹤0.01%
5,414
+3,843
+245% +$87.5K
ECOL
5737
DELISTED
US Ecology, Inc.
ECOL
$125K ﹤0.01%
4,150
-1,394
-25% -$40.9K
APB
5738
DELISTED
Asia Pacific Fund
APB
$125K ﹤0.01%
12,362
-10,631
-46% -$107K
MHFI
5739
CALL
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
$125K ﹤0.01%
1,900
-1,700
-47% -$103K
SUSQ
5740
PUT
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$125K ﹤0.01%
10,000
+7,900
+376% +$104K
REXX
5741
DELISTED
Rex Energy Corporation
REXX
$125K ﹤0.01%
560
+365
+187% +$73.7K
BGS icon
5742
PUT
B&G Foods
BGS
$284M
$124K ﹤0.01%
3,600
+2,500
+227% +$87K
CAR icon
5743
PUT
Avis
CAR
$4.88B
$124K ﹤0.01%
4,300
-74,900
-95% -$2.24M
NGG icon
5744
CALL
National Grid
NGG
$80.2B
$124K ﹤0.01%
2,177
-2,280
-51% -$129K
TK icon
5745
CALL
Teekay
TK
$994M
$124K ﹤0.01%
2,900
+2,400
+480% +$96.6K
NXK
5746
DELISTED
NUVEEN N.Y. DIV ADV MUNI FD
NXK
$124K ﹤0.01%
9,729
-1,206
-11% -$15.4K
XAA
5747
DELISTED
AMERICAN MUNI INCM PTFL INC
XAA
$124K ﹤0.01%
8,810
+1,790
+25% +$24.5K
JRCC
5748
PUT
DELISTED
JAMES RIVER COAL NEW
JRCC
$124K ﹤0.01%
62,700
+10,500
+20% +$21.2K
NAVG
5749
DELISTED
Navigators Group Inc
NAVG
$124K ﹤0.01%
4,318
+3,308
+328% +$95.2K
BMRN icon
5750
PUT
BioMarin Pharmaceuticals
BMRN
$11.7B
$123K ﹤0.01%
1,700
+1,600
+1,600% +$106K
228 229
230
231 232

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.