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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHF
5701
BNY Mellon High Yield Strategies Fund
DHF
$171M
$129K ﹤0.01%
32,134
+1,609
+5% +$6.5K
EPAM icon
5702
EPAM Systems
EPAM
$5.42B
$129K ﹤0.01%
+3,724
New +$115K
PLG
5703
Platinum Group Metals
PLG
$165M
$129K ﹤0.01%
1,206
– –
ARIA
5704
CALL
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$129K ﹤0.01%
7,000
-400
-5% -$7.77K
ISS
5705
DELISTED
ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM)
ISS
$129K ﹤0.01%
26,198
+25,892
+8,461% +$133K
EFII
5706
DELISTED
Electronics for Imaging
EFII
$129K ﹤0.01%
4,075
+2,477
+155% +$74.8K
ESGR
5707
DELISTED
Enstar Group
ESGR
$128K ﹤0.01%
934
+597
+177% +$83.5K
HSII
5708
DELISTED
Heidrick & Struggles
HSII
$128K ﹤0.01%
6,725
+5,157
+329% +$83.4K
KNDI
5709
CALL
Kandi Technologies Group
KNDI
$69.3M
$128K ﹤0.01%
16,400
+13,700
+507% +$72K
LAB icon
5710
Standard BioTools
LAB
$353M
$128K ﹤0.01%
5,846
-10,842
-65% -$213K
SCD
5711
LMP Capital and Income Fund
SCD
$357M
$128K ﹤0.01%
8,599
-2,833
-25% -$42.6K
INFN
5712
CALL
DELISTED
Infinera Corporation Common Stock
INFN
$128K ﹤0.01%
11,300
-3,100
-22% -$34K
SAPE
5713
DELISTED
SAPIENT CORP
SAPE
$128K ﹤0.01%
8,204
-10,057
-55% -$148K
AVB icon
5714
CALL
AvalonBay Communities
AVB
$26.6B
$127K ﹤0.01%
1,000
-1,500
-60% -$198K
CSIQ icon
5715
CALL
Canadian Solar
CSIQ
$1.1B
$127K ﹤0.01%
+7,500
New +$100K
EHC icon
5716
Encompass Health
EHC
$11.1B
$127K ﹤0.01%
4,613
+364
+9% +$9.34K
VYX icon
5717
PUT
NCR Voyix
VYX
$1.16B
$127K ﹤0.01%
5,216
+163
+3% +$3.65K
SDLP
5718
DELISTED
SEADRILL PARTNERS LLC
SDLP
$127K ﹤0.01%
388
+181
+87% +$54.3K
PRKR
5719
CALL
DELISTED
Parkervision Inc
PRKR
$127K ﹤0.01%
3,800
-650
-15% -$26K
JASO
5720
PUT
DELISTED
JA Solar Holdings, Co., Ltd
JASO
$127K ﹤0.01%
12,500
+7,100
+131% +$60.2K
TRLA
5721
PUT
DELISTED
TRULIA INC (DEL)
TRLA
$127K ﹤0.01%
2,700
+2,200
+440% +$92.1K
ABV
5722
CALL
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$127K ﹤0.01%
3,300
-93,800
-97% -$3.44M
EGLE
5723
DELISTED
Eagle Bulk Shipping Inc.
EGLE
$127K ﹤0.01%
+7
New +$78.3K
CYE
5724
DELISTED
BLACKROCK CORP HG YLD FD III, INC.
CYE
$127K ﹤0.01%
17,335
+6,332
+58% +$45.4K
EL icon
5725
CALL
Estee Lauder
EL
$30.7B
$126K ﹤0.01%
1,800
-400
-18% -$27.1K
227 228
229
230 231

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.