UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5676	5676 Retractable Technologies RVP $24.6M	$10K	﹤0.01%	+3,812
5677	5677 TherapeuticsMD TXMD $20.3M	$10K	﹤0.01%	48 -12
5678	5678 US Physical Therapy USPH $1.23B	$10K	﹤0.01%	280 -530
5679	5679 Energous WATT $11.6M	$10K	﹤0.01%	+1
5680	PHLT 5680 DELISTED Performant Healthcare Inc PHLT	$10K	﹤0.01%	1,000
5681	YVR 5681 DELISTED Liquid Media Group Ltd. Common Shares YVR	$10K	﹤0.01%	105 -12
5682	ACGN 5682 DELISTED Aceragen Inc ACGN	$10K	﹤0.01%	26 -1,260
5683	NYMX 5683 DELISTED Nymox Pharmaceutical Corp NYMX	$10K	﹤0.01%	2,068 -314
5684	RLH 5684 DELISTED Red Lions Hotel Corporation RLH	$10K	﹤0.01%	1,854 -1,489
5685	WAIR 5685 DELISTED WESCO Aircraft Holdings Inc. WAIR	$10K	﹤0.01%	508 -106
5686	WELL.PRI 5686 DELISTED Welltower Inc. WELL.PRI	$10K	﹤0.01%	161 +61
5687	ESND 5687 DELISTED Essendant Inc. ESND	$10K	﹤0.01%	235 -15,762
5688	NLST 5688 DELISTED Netlist, Inc. NLST	$10K	﹤0.01%	7,500
5689	KODK.WS 5689 DELISTED Eastman Kodak Company KODK.WS	$10K	﹤0.01%	1,036 +439
5690	ROYL 5690 DELISTED ROYALE ENERGY INC ROYL	$10K	﹤0.01%	2,861 -5,821
5691	INPH 5691 DELISTED INTERPHASE CORP INPH	$10K	﹤0.01%	2,123 -164
5692	GMK 5692 DELISTED GRUMA SAB DE C V ADS(RP 4 B SHS GMK	$10K	﹤0.01%	200 -1,676
5693	VTSS 5693 DELISTED VITESSE SEMICONDUCTOR CORPORATION COMMON STOCK VTSS	$10K	﹤0.01%	2,933 -150,312
5694	HDGI 5694 DELISTED AdvisorShares Intl Bear ETF HDGI	$10K	﹤0.01%	+470
5695	FVI 5695 DELISTED FIRST TR VALUE LINE EQUITY ALLOCATION INDEX FD FVI	$10K	﹤0.01%	380 -782
5696	VRTB 5696 DELISTED Vestin Realty Mortgage II, Inc. VRTB	$10K	﹤0.01%	2,358 +1,183
5697	NWBOW 5697 DELISTED Northwest Biotherapeutics, Inc. NWBOW	$10K	﹤0.01%	2,732 +2,574
5698	IF 5698 DELISTED Aberdeen Indonesia Fund IF	$10K	﹤0.01%	1,046 +541
5699	NTP 5699 DELISTED Nam Tai Property Inc. NTP	$10K	﹤0.01%	+1,350
5700	FXCH 5700 DELISTED Invesco CurrencyShares Chinese Renminbi Trust FXCH	$10K	﹤0.01%	121 -313