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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFT
5651
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$135K ﹤0.01%
7,580
+3,138
+71% +$58.8K
REN
5652
DELISTED
Resolute Energy Corporaton
REN
$135K ﹤0.01%
3,220
-2,012
-38% -$83.3K
OTEX icon
5653
PUT
Open Text
OTEX
$6.15B
$134K ﹤0.01%
7,200
– –
SCHP icon
5654
Schwab US TIPS ETF
SCHP
$16.3B
$134K ﹤0.01%
4,932
-4,670
-49% -$125K
VTWG icon
5655
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$134K ﹤0.01%
1,456
-12,926
-90% -$1.13M
MSF
5656
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
$134K ﹤0.01%
8,940
-3,612
-29% -$53.4K
AVG
5657
PUT
DELISTED
AVG Technologies N.V.
AVG
$134K ﹤0.01%
5,600
+5,400
+2,700% +$120K
OCR.PRB
5658
DELISTED
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$134K ﹤0.01%
1,966
+468
+31% +$30.7K
DCNG
5659
DELISTED
iPath Seasonal Natural Gas ETN
DCNG
$134K ﹤0.01%
4,935
-1,015
-17% -$28.4K
NIHD
5660
CALL
DELISTED
NII HOLDINGS INC CL B
NIHD
$134K ﹤0.01%
22,100
+13,500
+157% +$91.1K
ATRO icon
5661
Astronics
ATRO
$3.43B
$133K ﹤0.01%
7,301
+7,164
+5,229% +$116K
EEMS icon
5662
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$349M
$133K ﹤0.01%
2,888
-8,479
-75% -$386K
EWC icon
5663
CALL
iShares MSCI Canada ETF
EWC
$6.13B
$133K ﹤0.01%
4,700
-3,300
-41% -$91.4K
JBLU icon
5664
PUT
JetBlue
JBLU
$2.28B
$133K ﹤0.01%
20,000
-11,200
-36% -$72.4K
CLGX
5665
DELISTED
Corelogic, Inc.
CLGX
$133K ﹤0.01%
4,930
-43,633
-90% -$1.17M
AUXL
5666
PUT
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$133K ﹤0.01%
7,300
+6,800
+1,360% +$123K
RUE
5667
PUT
DELISTED
RUE21 INC COM STK (DE)
RUE
$133K ﹤0.01%
3,300
+2,600
+371% +$108K
BOIL icon
5668
CALL
ProShares Ultra Bloomberg Natural Gas
BOIL
$344M
– –
0
– –
IPI icon
5669
PUT
Intrepid Potash
IPI
$456M
$132K ﹤0.01%
840
+130
+18% +$19.9K
JHS
5670
John Hancock Income Securities Trust
JHS
$127M
$132K ﹤0.01%
9,305
+420
+5% +$5.97K
TIMB icon
5671
TIM SA
TIMB
$9.16B
$132K ﹤0.01%
5,568
+1,325
+31% +$26.8K
BKS
5672
PUT
DELISTED
Barnes & Noble
BKS
$132K ﹤0.01%
15,565
-31,894
-67% -$332K
AF
5673
DELISTED
Astoria Financial Corporation
AF
$132K ﹤0.01%
10,571
-8,816
-45% -$109K
DRYS
5674
PUT
DELISTED
DryShips Inc. Common Stock
DRYS
– –
0
– –
TFM
5675
CALL
DELISTED
THE FRESH MARKET, INC COM STK
TFM
$132K ﹤0.01%
2,800
-6,800
-71% -$353K
225 226
227
228 229

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.