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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPE
5601
Special Opportunities Fund
SPE
$139M
$140K ﹤0.01%
8,329
+1,328
+19% +$22.1K
SPTN
5602
DELISTED
SpartanNash
SPTN
$140K ﹤0.01%
6,332
+5,739
+968% +$120K
UAN icon
5603
PUT
CVR Partners
UAN
$1.36B
$140K ﹤0.01%
790
-110
-12% -$22.3K
MCEP
5604
PUT
DELISTED
Mid-Con Energy Partners, LP
MCEP
$140K ﹤0.01%
300
+125
+71% +$58.6K
IDTI
5605
DELISTED
Integrated Device Technology I
IDTI
$140K ﹤0.01%
14,847
-26,001
-64% -$231K
CTCM
5606
DELISTED
CTC MEDIA INC COM STK
CTCM
$140K ﹤0.01%
13,284
+12,065
+990% +$137K
JRCC
5607
DELISTED
JAMES RIVER COAL NEW
JRCC
$140K ﹤0.01%
70,673
+11,666
+20% +$23.6K
DGIT
5608
PUT
DELISTED
DIGITAL GENERATION INC COM STK (DE)
DGIT
$140K ﹤0.01%
10,800
-4,500
-29% -$47.1K
O icon
5609
CALL
Realty Income
O
$59.6B
$139K ﹤0.01%
3,612
-52,426
-94% -$2.13M
PPC icon
5610
Pilgrim's Pride
PPC
$6.51B
$139K ﹤0.01%
8,266
-3,679
-31% -$60.7K
SVM
5611
Silvercorp Metals
SVM
$2.07B
$139K ﹤0.01%
42,573
+17,247
+68% +$56.2K
URA icon
5612
Global X Uranium ETF
URA
$5.42B
$139K ﹤0.01%
4,551
-4,873
-52% -$165K
MRTX
5613
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$139K ﹤0.01%
+9,163
New +$90.1K
CRR
5614
PUT
DELISTED
Carbo Ceramics Inc.
CRR
$139K ﹤0.01%
1,400
-500
-26% -$42.5K
BWLD
5615
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$139K ﹤0.01%
1,251
+438
+54% +$46K
MNP
5616
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$139K ﹤0.01%
10,080
-744
-7% -$10.2K
STFC
5617
DELISTED
State Auto Financial Corp
STFC
$139K ﹤0.01%
6,656
+2,108
+46% +$42.1K
VRML
5618
PUT
DELISTED
Vermillion, Inc.
VRML
$139K ﹤0.01%
54,000
– –
ALSN icon
5619
CALL
Allison Transmission
ALSN
$9.5B
$138K ﹤0.01%
+5,500
New +$130K
MATX icon
5620
Matsons
MATX
$6.13B
$138K ﹤0.01%
5,268
-135,309
-96% -$3.75M
PFLT icon
5621
PennantPark Floating Rate Capital
PFLT
$689M
$138K ﹤0.01%
10,004
+884
+10% +$12.2K
STM icon
5622
STMicroelectronics
STM
$46.7B
$138K ﹤0.01%
15,056
+12,752
+553% +$114K
ZTR
5623
Virtus Total Return Fund
ZTR
$340M
$138K ﹤0.01%
10,498
-306
-3% -$3.99K
SPPI
5624
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$138K ﹤0.01%
16,465
-6,659
-29% -$53.9K
FOE
5625
DELISTED
Ferro Corporation
FOE
$138K ﹤0.01%
15,054
-278,775
-95% -$2.08M
223 224
225
226 227

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.