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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MSGS icon
5551
PUT
Madison Square Garden
MSGS
$9.48B
$145K ﹤0.01%
3,505
-2,804
-44% -$118K
NGD
5552
CALL
DELISTED
New Gold Inc
NGD
$145K ﹤0.01%
24,300
-88,300
-78% -$601K
VHI icon
5553
Valhi
VHI
$380M
$145K ﹤0.01%
605
+221
+58% +$47.1K
CRZO
5554
CALL
DELISTED
Carrizo Oil & Gas Inc
CRZO
$145K ﹤0.01%
3,900
-3,400
-47% -$113K
PCL
5555
PUT
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$145K ﹤0.01%
3,100
– –
ICEL
5556
DELISTED
CELLULAR DYNAMICS INTL INC COM STK (WI)
ICEL
$145K ﹤0.01%
+7,900
New +$119K
EWI icon
5557
CALL
iShares MSCI Italy ETF
EWI
$1.01B
$144K ﹤0.01%
5,100
+4,750
+1,357% +$126K
FLS icon
5558
PUT
Flowserve
FLS
$9.71B
$144K ﹤0.01%
2,300
-11,500
-83% -$665K
KCE icon
5559
State Street SPDR S&P Capital Markets ETF
KCE
$456M
$144K ﹤0.01%
3,363
+84
+3% +$3.58K
NOG icon
5560
CALL
Northern Oil and Gas
NOG
$2.3B
$144K ﹤0.01%
1,000
+310
+45% +$41.3K
TDTT icon
5561
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.54B
$144K ﹤0.01%
5,742
-2,665
-32% -$66.6K
FLG.PRU
5562
Flagstar Bank National Association Bifurcated Option Note Unit Securities
FLG.PRU
$119M
$144K ﹤0.01%
2,959
+207
+8% +$10.1K
SGYP
5563
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
$144K ﹤0.01%
+31,941
New +$143K
DNDN
5564
CALL
DELISTED
DENDREON CORPORATION
DNDN
$144K ﹤0.01%
49,000
-3,100
-6% -$11.5K
AMRN
5565
PUT
Amarin Corp
AMRN
$299M
$143K ﹤0.01%
1,135
+95
+9% +$11.4K
MOV icon
5566
Movado Group
MOV
$849M
$143K ﹤0.01%
3,289
+1,692
+106% +$66.3K
NVMI
5567
Nova
NVMI
$12.4B
$143K ﹤0.01%
16,095
+13,939
+647% +$124K
PSEC icon
5568
PUT
Prospect Capital
PSEC
$1.07B
$143K ﹤0.01%
12,800
-14,900
-54% -$165K
WEA
5569
Western Asset Premier Bond Fund
WEA
$124M
$143K ﹤0.01%
10,072
+580
+6% +$8.17K
SEMG
5570
CALL
DELISTED
SEMGROUP CORPORATION
SEMG
$143K ﹤0.01%
2,500
-42,900
-94% -$2.38M
VNR
5571
CALL
DELISTED
Vanguard Natural Resources, LLC
VNR
$143K ﹤0.01%
5,100
-1,000
-16% -$27.4K
CXW icon
5572
CALL
CoreCivic
CXW
$2.96B
$142K ﹤0.01%
4,100
+2,400
+141% +$80.4K
FDM icon
5573
First Trust Dow Jones Select MicroCap Index Fund
FDM
$261M
$142K ﹤0.01%
4,900
-405
-8% -$11.4K
FMS icon
5574
CALL
Fresenius Medical Care
FMS
$13.8B
$142K ﹤0.01%
+4,400
New +$143K
CALY
5575
Callaway Golf Company
CALY
$3.32B
$142K ﹤0.01%
19,975
+16,271
+439% +$115K
221 222
223
224 225

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.