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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCOM
5526
DELISTED
Points.com Inc. Common Shares
PCOM
$145K ﹤0.01%
5,679
+1,969
+53% +$53.3K
ETP
5527
PUT
DELISTED
Energy Transfer Partners, L.P.
ETP
$145K ﹤0.01%
3,200
+3,000
+1,500% +$120K
TSL
5528
PUT
DELISTED
Trina Solar Limited
TSL
$145K ﹤0.01%
10,800
-3,000
-22% -$46K
OUTR
5529
PUT
DELISTED
OUTERWALL INC
OUTR
$145K ﹤0.01%
2,000
-244,900
-99% -$16.7M
AEE icon
5530
PUT
Ameren
AEE
$30.3B
$144K ﹤0.01%
3,500
– –
FXC icon
5531
PUT
Invesco CurrencyShares Canadian Dollar Trust
FXC
$73.2M
$144K ﹤0.01%
1,600
+1,400
+700% +$126K
IEP icon
5532
PUT
Icahn Enterprises
IEP
$5.24B
$144K ﹤0.01%
1,400
-1,100
-44% -$121K
OZK icon
5533
Bank OZK
OZK
$5.6B
$144K ﹤0.01%
4,240
-378
-8% -$11.8K
SNBR
5534
DELISTED
Sleep Number
SNBR
$144K ﹤0.01%
7,958
-11,466
-59% -$199K
NCU
5535
DELISTED
NUVEEN (CAL) PREM INCM MUNI FD
NCU
$144K ﹤0.01%
10,596
+66
+0.6% +$884
EVO
5536
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$144K ﹤0.01%
11,079
-337
-3% -$4.29K
HHH icon
5537
PUT
Howard Hughes
HHH
$3.81B
$143K ﹤0.01%
1,049
+315
+43% +$39.6K
HIMX
5538
PUT
Himax Technologies
HIMX
$2.19B
$143K ﹤0.01%
12,400
-16,200
-57% -$225K
NXN
5539
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$143K ﹤0.01%
10,645
+4,779
+81% +$64.3K
BKCC
5540
CALL
DELISTED
BlackRock Capital Investment Corporation
BKCC
$143K ﹤0.01%
15,600
+12,200
+359% +$114K
BSD
5541
DELISTED
The BlackRock Strategic Municipal Trust
BSD
$143K ﹤0.01%
11,180
+6,838
+157% +$86.7K
ECYT
5542
DELISTED
Endocyte, Inc. Common Stock
ECYT
$143K ﹤0.01%
6,000
-11,902
-66% -$173K
PVA
5543
PUT
DELISTED
PENN VIRGINIA CORP
PVA
$143K ﹤0.01%
8,200
+6,100
+290% +$81.4K
KMR
5544
CALL
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$143K ﹤0.01%
2,102
-1,108
-35% -$77K
MRF
5545
DELISTED
AMERICAN INCOME FUND
MRF
$143K ﹤0.01%
18,867
+42
+0.2% +$318
FIO
5546
PUT
DELISTED
FUSION-IO INC COM
FIO
$143K ﹤0.01%
13,600
-6,900
-34% -$73K
AEP icon
5547
PUT
American Electric Power
AEP
$69.6B
$142K ﹤0.01%
2,800
-3,200
-53% -$155K
FANG icon
5548
Diamondback Energy
FANG
$57.1B
$142K ﹤0.01%
+2,107
New +$121K
IPGP icon
5549
CALL
IPG Photonics
IPGP
$3.61B
$142K ﹤0.01%
2,000
+200
+11% +$14.1K
WRN
5550
Western Copper and Gold
WRN
$460M
$142K ﹤0.01%
146,788
-15,432
-10% -$11.8K
220 221
222
223 224

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.