UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5501	BYLK 5501 DELISTED BAYLAKE CORP BYLK	$14K	﹤0.01%	1,113 +413
5502	RSXJ 5502 DELISTED VanEck Russia Small-Cap ETF RSXJ	$14K	﹤0.01%	+389
5503	JMI 5503 DELISTED JAVELIN MTG INVESTMENT CORP COM JMI	$14K	﹤0.01%	987 -1,468
5504	ALTV 5504 DELISTED Alteva ALTV	$14K	﹤0.01%	2,000 -1,628
5505	HNSN 5505 DELISTED HANSEN MEDICAL, INC. COM NEW HNSN	$14K	﹤0.01%	1,035 -18,778
5506	VTG 5506 DELISTED VANTAGE DRILLING COMPANY ORD SHS (KY) VTG	$14K	﹤0.01%	7,218 -5,609
5507	FST 5507 DELISTED FOREST OIL CORPORATION FST	$14K	﹤0.01%	6,086 -48,081
5508	ISS 5508 DELISTED ISOFTSTONE HLDGS LTD ADS EACH REPSTG 10 ORD SHS (CYM) ISS	$14K	﹤0.01%	2,587 -2,663
5509	IVAN 5509 DELISTED IVANHOE ENERGY INC COM SHS (CDA) IVAN	$14K	﹤0.01%	5,178 -160
5510	ROICW 5510 DELISTED RETAIL OPPORTUNITY INVESTMENTS CORP WTS EXP 10/17/2011 (MD) ROICW	$14K	﹤0.01%	3,611 +2,161
5511	KEM 5511 DELISTED KEMET Corporation KEM	$14K	﹤0.01%	2,426 -540
5512	CHII 5512 DELISTED Global X MSCI China Industrials ETF CHII	$14K	﹤0.01%	1,164 -880
5513	BFY 5513 DELISTED BlackRock New York Municipal Income Trust II BFY	$14K	﹤0.01%	1,000 -2,000
5514	TAT 5514 DELISTED TransAtlantic Petroleum LTD. TAT	$14K	﹤0.01%	1,220 +1,110
5515	IIJI 5515 DELISTED Internet Initiative Japan Inc IIJI	$14K	﹤0.01%	+1,183
5516	OKSB 5516 DELISTED Southwest Bancorp Inc/OK OKSB	$14K	﹤0.01%	840 -663
5517	DPU 5517 DELISTED DEUTSCHE BK AG LONDON BRH DB COMMODITY LONG ETN DPU	$14K	﹤0.01%	875 -416
5518	PFA 5518 DELISTED POWERSHARES GLB EXCH TRD FD DYNAMIC DEVEL INTL OPPORT PORT PFA	$14K	﹤0.01%	+676
5519	FGNX 5519 FG Nexus Inc FGNX $105M	$13K	﹤0.01%	+60
5520	5520 Koppers KOP $559M	$13K	﹤0.01%	345 -1,582
5521	5521 Napco Security Technologies NSSC $1.48B	$13K	﹤0.01%	+4,906
5522	5522 Ohio Valley Banc Corp OVBC $196M	$13K	﹤0.01%	550 +432
5523	5523 Silvercrest Asset Management SAMG $124M	$13K	﹤0.01%	750 +392
5524	SGMA 5524 DELISTED Sigmatron International SGMA	$13K	﹤0.01%	+1,065
5525	5525 Team TISI $68.6M	$13K	﹤0.01%	33 -5