We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFC
5451
CALL
DELISTED
China Life Insurance Company Ltd.
LFC
$159K ﹤0.01%
12,300
+8,700
+242% +$109K
MJI
5452
DELISTED
BLACKROCK MUNIYLD NJ QUALITY FUND INC COM STK (USA)
MJI
$159K ﹤0.01%
11,964
+5,549
+87% +$73.8K
PSE
5453
PUT
DELISTED
PIONEER SOUTHWEST ENERGY PARTNERS LP
PSE
$159K ﹤0.01%
3,600
+700
+24% +$27.9K
ASML icon
5454
CALL
ASML
ASML
$626B
$158K ﹤0.01%
1,600
+400
+33% +$36K
DUG icon
5455
ProShares UltraShort Energy
DUG
$20.6M
$158K ﹤0.01%
+136
New +$162K
MNRO icon
5456
Monro
MNRO
$383M
$158K ﹤0.01%
3,408
-1,922
-36% -$87.7K
PZC
5457
DELISTED
PIMCO California Municipal Income Fund III
PZC
$158K ﹤0.01%
16,891
+5,323
+46% +$50.5K
SVXY icon
5458
CALL
ProShares Short VIX Short-Term Futures ETF
SVXY
$228M
$158K ﹤0.01%
3,000
+2,400
+400% +$123K
USL icon
5459
United States 12 Month Oil Fund,
USL
$45.1M
$158K ﹤0.01%
3,659
+147
+4% +$6.36K
NPKI
5460
NPK International
NPKI
$1.06B
$158K ﹤0.01%
12,446
+3,701
+42% +$43.6K
NY
5461
DELISTED
ISHARES NYSE 100 ETF
NY
$158K ﹤0.01%
2,040
+376
+23% +$29.4K
CBU icon
5462
Community Bank
CBU
$3.41B
$157K ﹤0.01%
4,612
-1,973
-30% -$66K
EVN
5463
Eaton Vance Municipal Income Trust
EVN
$414M
$157K ﹤0.01%
14,184
-6,036
-30% -$66.1K
NRO
5464
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$157K ﹤0.01%
36,421
-3,085
-8% -$13.6K
SCOR icon
5465
Comscore
SCOR
$106M
$157K ﹤0.01%
271
+126
+87% +$70.2K
XHS icon
5466
State Street SPDR S&P Health Care Services ETF
XHS
$206M
$157K ﹤0.01%
3,728
-984
-21% -$41.2K
EVO
5467
DELISTED
Eaton Vance Ohio Municipal Income Trust
EVO
$157K ﹤0.01%
12,722
+4,844
+61% +$58.9K
BWV
5468
DELISTED
iPath ETN linked to CBOE S&P 500 Buy Write Index
BWV
$157K ﹤0.01%
2,853
+2,031
+247% +$113K
HNW
5469
DELISTED
Pioneer Diversified High Income Fund
HNW
$156K ﹤0.01%
7,430
+1,000
+16% +$20K
PANW icon
5470
PUT
Palo Alto Networks
PANW
$270B
$156K ﹤0.01%
20,400
-600
-3% -$4.73K
SQM icon
5471
CALL
Sociedad Química y Minera de Chile
SQM
$19.2B
$156K ﹤0.01%
5,238
+5,135
+4,985% +$160K
UAN icon
5472
CALL
CVR Partners
UAN
$1.36B
$156K ﹤0.01%
880
+400
+83% +$81K
WWD icon
5473
Woodward
WWD
$21.3B
$156K ﹤0.01%
3,826
-2,861
-43% -$117K
ABMD
5474
DELISTED
Abiomed Inc
ABMD
$156K ﹤0.01%
8,182
+3,127
+62% +$71.5K
HGI
5475
DELISTED
Invesco Zacks International Multi-Asset Income ETF
HGI
$156K ﹤0.01%
8,844
-628
-7% -$10.8K
217 218
219
220 221

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.