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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WST icon
5426
West Pharmaceutical
WST
$24B
$159K ﹤0.01%
3,590
-18,662
-84% -$878K
PRMW
5427
DELISTED
Primo Water Corporation
PRMW
$159K ﹤0.01%
18,734
-70,855
-79% -$571K
CNCE
5428
DELISTED
Concert Pharmaceuticals, Inc.
CNCE
$159K ﹤0.01%
+11,834
New +$167K
IPHS
5429
DELISTED
Innophos Holdings, Inc.
IPHS
$159K ﹤0.01%
2,798
+1,451
+108% +$74.5K
REDF
5430
DELISTED
REDIFF.COM INDIA LTD ADS
REDF
$159K ﹤0.01%
72,830
+39,402
+118% +$86.4K
PWRD
5431
DELISTED
PERFECT WORLD CO LTD SPONSORED ADR REPSTG CL B (CAYMAN ISL)
PWRD
$159K ﹤0.01%
7,693
+2,390
+45% +$49.6K
GDOT icon
5432
Green Dot
GDOT
$743M
$158K ﹤0.01%
8,101
+703
+10% +$15.6K
H icon
5433
Hyatt Hotels
H
$16.4B
$158K ﹤0.01%
2,936
-796
-21% -$40.6K
KRG icon
5434
Kite Realty
KRG
$5.81B
$158K ﹤0.01%
6,591
-2,666
-29% -$66.4K
STM icon
5435
CALL
STMicroelectronics
STM
$46.7B
$158K ﹤0.01%
17,100
+15,400
+906% +$131K
PWE
5436
CALL
DELISTED
Penn West Energy Petroleum Ltd
PWE
$158K ﹤0.01%
18,900
+8,900
+89% +$71.9K
CAL icon
5437
Caleres
CAL
$431M
$157K ﹤0.01%
5,900
-28,742
-83% -$722K
EQR icon
5438
CALL
Equity Residential
EQR
$24.9B
$157K ﹤0.01%
2,700
-1,400
-34% -$79K
GTE icon
5439
Gran Tierra Energy
GTE
$265M
$157K ﹤0.01%
2,089
+242
+13% +$17.6K
IEI icon
5440
CALL
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$157K ﹤0.01%
+1,300
New +$157K
LIND icon
5441
Lindblad Expeditions
LIND
$1.94B
$157K ﹤0.01%
15,500
-95
-0.6% -$925
RMTI icon
5442
CALL
Rockwell Medical
RMTI
$28.4M
$157K ﹤0.01%
113
-1,315
-92% -$1.71M
XBI icon
5443
CALL
State Street SPDR S&P Biotech ETF
XBI
$9.95B
$157K ﹤0.01%
3,300
+600
+22% +$30.7K
HOLI
5444
CALL
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$157K ﹤0.01%
7,300
+6,200
+564% +$115K
SPLK
5445
CALL
DELISTED
Splunk Inc
SPLK
$157K ﹤0.01%
2,200
-6,700
-75% -$547K
ENY
5446
DELISTED
Invesco Canadian Energy Income ETF
ENY
$157K ﹤0.01%
10,267
-1,551
-13% -$22.4K
DMND
5447
PUT
DELISTED
DIAMOND FOODS, INC.
DMND
$157K ﹤0.01%
4,500
-15,300
-77% -$433K
IRE
5448
PUT
DELISTED
GOVERNOR-BK OF IRELND ADS NEW
IRE
$157K ﹤0.01%
8,100
-700
-8% -$12.8K
FCAN
5449
DELISTED
First Trust Canada AlphaDEX Fund
FCAN
$157K ﹤0.01%
4,313
+3,338
+342% +$118K
TMO icon
5450
CALL
Thermo Fisher Scientific
TMO
$213B
$156K ﹤0.01%
+1,300
New +$155K
216 217
218
219 220

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.