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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEQ
5401
DELISTED
Gugnheim Eql Wght Enh Eqty In Fd
GEQ
$164K ﹤0.01%
9,412
+829
+10% +$14.9K
CPSS icon
5402
Consumer Portfolio Services
CPSS
$202M
$163K ﹤0.01%
27,503
-5,031
-15% -$31.9K
CX icon
5403
PUT
Cemex
CX
$17.1B
$163K ﹤0.01%
17,052
-24,347
-59% -$239K
EXAS
5404
CALL
DELISTED
Exact Sciences
EXAS
$163K ﹤0.01%
13,800
-8,400
-38% -$108K
SCO icon
5405
CALL
ProShares UltraShort Bloomberg Crude Oil
SCO
$671M
$163K ﹤0.01%
135
+127
+1,588% +$150K
WMGI
5406
DELISTED
Wright Medical Group Inc
WMGI
$163K ﹤0.01%
6,253
-2,628
-30% -$68.6K
CYNO
5407
DELISTED
Cynosure, Inc. Class A
CYNO
$163K ﹤0.01%
7,161
-45,471
-86% -$1.13M
DYAX
5408
DELISTED
DYAX CORPORATION
DYAX
$163K ﹤0.01%
23,750
+3,750
+19% +$17K
ANV
5409
PUT
DELISTED
Allied Nevada Gold Corp
ANV
$163K ﹤0.01%
39,000
-10,300
-21% -$53.7K
GTAT
5410
CALL
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$163K ﹤0.01%
+19,200
New +$115K
SCTY
5411
CALL
DELISTED
SolarCity Corporation
SCTY
$163K ﹤0.01%
+4,700
New +$176K
BCE icon
5412
CALL
BCE
BCE
$20.2B
$162K ﹤0.01%
3,800
-65,700
-95% -$2.73M
CASY icon
5413
Casey's General Stores
CASY
$32.2B
$162K ﹤0.01%
2,209
+641
+41% +$43.5K
EPI icon
5414
PUT
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$162K ﹤0.01%
10,600
+10,400
+5,200% +$161K
FLS icon
5415
CALL
Flowserve
FLS
$9.71B
$162K ﹤0.01%
2,600
-60,400
-96% -$3.49M
IAF
5416
abrdn Australia Equity Fund
IAF
$122M
$162K ﹤0.01%
5,219
+1,180
+29% +$36.6K
LNW
5417
CALL
DELISTED
Light & Wonder
LNW
$162K ﹤0.01%
10,000
+9,900
+9,900% +$140K
NEWP
5418
DELISTED
NEWPORT CORP
NEWP
$162K ﹤0.01%
10,346
+6,489
+168% +$99.7K
DNDN
5419
PUT
DELISTED
DENDREON CORPORATION
DNDN
$162K ﹤0.01%
55,200
-1,400
-2% -$5.18K
PDLI
5420
DELISTED
PDL BioPharma, Inc.
PDLI
$162K ﹤0.01%
20,346
-11,623
-36% -$93.4K
NYV
5421
DELISTED
Nuveen New York Municipal Value Fund 2
NYV
$162K ﹤0.01%
11,579
+3,052
+36% +$42.1K
PHF
5422
DELISTED
Pacholder High Yield
PHF
$162K ﹤0.01%
20,087
+933
+5% +$7.89K
CNMD icon
5423
CONMED
CNMD
$1.39B
$161K ﹤0.01%
4,753
+3,024
+175% +$98.7K
HVT icon
5424
Haverty Furniture Companies
HVT
$397M
$161K ﹤0.01%
6,541
+5,041
+336% +$127K
IPI icon
5425
Intrepid Potash
IPI
$456M
$161K ﹤0.01%
1,025
-311
-23% -$47.6K
215 216
217
218 219

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.