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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRD
5351
DELISTED
SPDR NUVEEN S&P VRDO MUN BD ETF
VRD
$172K ﹤0.01%
5,754
+1,900
+49% +$56.9K
CWH.PRE
5352
DELISTED
COMMONWEALTH REIT CUM RED PFD SER E (MD)
CWH.PRE
$172K ﹤0.01%
7,491
+600
+9% +$14.3K
NYX
5353
CALL
DELISTED
NYSE EURONEXT INC
NYX
$172K ﹤0.01%
4,100
-200
-5% -$8.39K
BNY
5354
DELISTED
BlackRock New York Municipal Income Trust
BNY
$171K ﹤0.01%
13,034
– –
BXP icon
5355
PUT
Boston Properties
BXP
$11.2B
$171K ﹤0.01%
1,600
-6,000
-79% -$635K
CCBG icon
5356
Capital City Bank Group
CCBG
$888M
$171K ﹤0.01%
14,506
+2,051
+16% +$24.9K
OC icon
5357
PUT
Owens Corning
OC
$11.2B
$171K ﹤0.01%
4,500
-2,500
-36% -$97.5K
TDW icon
5358
Tidewater
TDW
$3.73B
$171K ﹤0.01%
89
-193
-68% -$359K
WIN
5359
CALL
DELISTED
Windstream Holdings Inc
WIN
$171K ﹤0.01%
2,732
-217
-7% -$14K
TAP icon
5360
PUT
Molson Coors Class B
TAP
$7.79B
$170K ﹤0.01%
3,400
-6,300
-65% -$317K
TPH
5361
DELISTED
Tri Pointe Homes
TPH
$170K ﹤0.01%
11,569
-3,232
-22% -$49.4K
PHX
5362
DELISTED
PHX Minerals
PHX
$169K ﹤0.01%
11,966
+4,024
+51% +$60.4K
WTFC icon
5363
Wintrust Financial
WTFC
$10.8B
$169K ﹤0.01%
4,120
+2,266
+122% +$92.1K
VIVO
5364
DELISTED
Meridian Bioscience Inc
VIVO
$169K ﹤0.01%
7,188
-524
-7% -$12.2K
CCG
5365
DELISTED
CAMPUS CREST COMMUNITIES INC COM STK (MD)
CCG
$169K ﹤0.01%
15,570
-18,864
-55% -$210K
NPSP
5366
PUT
DELISTED
NPS PHARMACEUTICALS INC
NPSP
$169K ﹤0.01%
5,300
+200
+4% +$4.59K
HAP icon
5367
VanEck Natural Resources ETF
HAP
$302M
$168K ﹤0.01%
4,639
+1,252
+37% +$44.5K
SLAB icon
5368
Silicon Laboratories
SLAB
$7.17B
$168K ﹤0.01%
3,922
-6,161
-61% -$255K
UWM icon
5369
CALL
ProShares Ultra Russell2000
UWM
$245M
$168K ﹤0.01%
9,200
-400
-4% -$6.85K
HNT
5370
PUT
DELISTED
HEALTH NET INC
HNT
$168K ﹤0.01%
5,300
-300
-5% -$9.47K
AB icon
5371
CALL
AllianceBernstein
AB
$3.43B
$167K ﹤0.01%
8,400
+4,000
+91% +$82.7K
AFK icon
5372
VanEck Africa Index ETF
AFK
$96.7M
$167K ﹤0.01%
5,572
-2,405
-30% -$70K
PDCE
5373
DELISTED
PDC Energy, Inc.
PDCE
$167K ﹤0.01%
2,799
+1,749
+167% +$98.5K
DISCB
5374
DELISTED
Discovery, Inc. Series B Common Stock
DISCB
$167K ﹤0.01%
3,972
-2,688
-40% -$110K
FXB icon
5375
Invesco CurrencyShares British Pound Sterling Trust
FXB
$77.8M
$166K ﹤0.01%
1,040
+500
+93% +$76.6K
213 214
215
216 217

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.