UBS’s VanEck Natural Resources ETF HAP Stock Holding History

UBS’s Portfolio HAP Stock Details HAP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$196K	Sell	5,283 -300	-5%	-$11.9K	﹤0.01%	5191
2014 Q2	$227K	Buy	5,583 +474	+9%	+$18.6K	﹤0.01%	5016
2014 Q1	$195K	Buy	5,109 +440	+9%	+$16.2K	﹤0.01%	5220
2013 Q4	$175K	Buy	4,669 +30	+0.6%	+$1.11K	﹤0.01%	5441
2013 Q3	$168K	Buy	4,639 +1,252	+37%	+$44.5K	﹤0.01%	5390
2013 Q2	$114K	Buy	+3,387	New	+$120K	﹤0.01%	5739

Other funds holding HAP

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TCM

TD Capital Management Memphis, Tennessee $1.11B AUM 10.06% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BEC

Blue Edge Capital Richmond, Virginia $753M AUM 18.89% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS's HAP Position: Q3 2014 in Review

UBS reduced its VanEck Natural Resources ETF (HAP) stake by 5.4% in Q3 2014, selling an estimated $11.9K and leaving 5,283 shares worth $196K. The position accounts for ﹤0.01% of the portfolio, ranked #5191.

UBS first reported a position in HAP in Q2 2013 and has held it in 6 quarters since. The position peaked at $227K in Q2 2014. 19 funds tracked by Wall St. Rank hold HAP as of Q3 2014.

UBS held 5,283 shares of VanEck Natural Resources ETF worth $196K as of Q3 2014.
UBS sold 300 VanEck Natural Resources ETF shares in Q3 2014, an estimated $11.9K.
VanEck Natural Resources ETF made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5191 holding.
UBS first reported a position in VanEck Natural Resources ETF in Q2 2013 and has held it in 6 quarters since.
UBS's VanEck Natural Resources ETF position peaked at $227K in Q2 2014.
19 funds tracked by Wall St. Rank held VanEck Natural Resources ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.