We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRA icon
5326
Vera Bradley
VRA
$97M
$175K ﹤0.01%
8,525
+1,825
+27% +$39K
WPC icon
5327
PUT
W.P. Carey
WPC
$16.8B
$175K ﹤0.01%
2,757
+1,021
+59% +$67.2K
IFEU
5328
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$175K ﹤0.01%
5,364
+1,307
+32% +$41.1K
FCH
5329
DELISTED
Felcor Lodging Trust
FCH
$175K ﹤0.01%
28,525
-49,591
-63% -$297K
DAN icon
5330
PUT
Dana Inc
DAN
$2.9B
$174K ﹤0.01%
7,600
+7,100
+1,420% +$154K
PFO
5331
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$120M
$174K ﹤0.01%
17,000
– –
SFL icon
5332
PUT
SFL Corp
SFL
$1.64B
$174K ﹤0.01%
11,400
-1,600
-12% -$25K
CDR
5333
DELISTED
Cedar Realty Trust, Inc
CDR
$174K ﹤0.01%
5,109
-3,087
-38% -$108K
WSTC
5334
DELISTED
West Corporation
WSTC
$174K ﹤0.01%
+7,830
New +$179K
IPU
5335
DELISTED
SPDR S&P International Utilities Sector
IPU
$174K ﹤0.01%
9,803
+1,273
+15% +$21.9K
NPBC
5336
DELISTED
NATL PENN BANCSHARES INC
NPBC
$174K ﹤0.01%
17,285
-5,352
-24% -$56.5K
GNI
5337
DELISTED
GREAT NORTH IRON ORE CTFBIN
GNI
$174K ﹤0.01%
2,506
+1,821
+266% +$129K
NAI
5338
DELISTED
Allianzgi Intl & Prem Strategy Fnd Com Shs Of Bene Int
NAI
$174K ﹤0.01%
16,492
+1,401
+9% +$13.9K
CBB.PRB
5339
DELISTED
Cincinnati Bell Inc. DEP SHS
CBB.PRB
$174K ﹤0.01%
4,131
+1,000
+32% +$44K
DGI
5340
CALL
DELISTED
DigitalGlobe Inc.
DGI
$174K ﹤0.01%
5,500
-700
-11% -$22.4K
DUST icon
5341
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$70.6M
– –
0
– –
EXEL icon
5342
Exelixis
EXEL
$13.3B
$173K ﹤0.01%
29,802
-23,498
-44% -$122K
REFR icon
5343
Research Frontiers
REFR
$14M
$173K ﹤0.01%
40,700
-17,004
-29% -$70.9K
SRS icon
5344
CALL
ProShares UltraShort Real Estate
SRS
$15.3M
$173K ﹤0.01%
247
+25
+11% +$17.3K
BRY
5345
PUT
DELISTED
BERRY PETROLEUM CO CL A
BRY
$173K ﹤0.01%
4,000
+800
+25% +$33.3K
AMKR icon
5346
PUT
Amkor Technology
AMKR
$12.4B
$172K ﹤0.01%
40,200
+39,000
+3,250% +$167K
ENTG icon
5347
Entegris
ENTG
$18.1B
$172K ﹤0.01%
16,896
+1,373
+9% +$13.3K
IWD icon
5348
CALL
iShares Russell 1000 Value ETF
IWD
$82.2B
$172K ﹤0.01%
2,000
-25,900
-93% -$2.25M
KNDI
5349
Kandi Technologies Group
KNDI
$67.5M
$172K ﹤0.01%
22,168
-59,153
-73% -$311K
AMOV
5350
DELISTED
America Movil SAB de CV
AMOV
$172K ﹤0.01%
9,085
-143
-2% -$2.77K
212 213
214
215 216

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.