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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXPE icon
501
PUT
Expedia Group
EXPE
$31.2B
$36.4M 0.03%
522,600
+297,500
+132% +$17.5M
PCP
502
DELISTED
PRECISION CASTPARTS CORP
PCP
$36.4M 0.03%
135,169
-7,665
-5% -$1.93M
GDX icon
503
CALL
VanEck Gold Miners ETF
GDX
$23B
$36.4M 0.03%
1,721,400
-1,370,500
-44% -$31.7M
AIVL icon
504
WisdomTree US AI Enhanced Value Fund
AIVL
$426M
$36.2M 0.03%
526,500
+19,297
+4% +$1.28M
IEMG icon
505
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$36.1M 0.03%
725,723
+124,910
+21% +$6.23M
WFC icon
506
PUT
Wells Fargo
WFC
$261B
$36.1M 0.03%
794,800
+129,200
+19% +$5.58M
DON icon
507
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$35.9M 0.03%
1,443,138
+166,716
+13% +$4.02M
BMO icon
508
Bank of Montreal
BMO
$125B
$35.8M 0.03%
536,467
+396,720
+284% +$27M
ADSK icon
509
Autodesk
ADSK
$44.3B
$35.6M 0.03%
708,181
+138,820
+24% +$6.08M
X
510
PUT
DELISTED
US Steel
X
$35.6M 0.03%
1,205,800
+94,500
+9% +$2.43M
NLY icon
511
Annaly Capital Management
NLY
$16.9B
$35.5M 0.03%
891,093
-56,909
-6% -$2.47M
AAL icon
512
CALL
American Airlines Group
AAL
$9.58B
$35.5M 0.03%
+1,405,200
New +$36.2M
MCD icon
513
PUT
McDonald's
MCD
$188B
$35.5M 0.03%
365,376
+2,076
+0.6% +$199K
CAG icon
514
Conagra Brands
CAG
$7.07B
$35.3M 0.03%
1,344,803
-276,322
-17% -$6.91M
ITC
515
DELISTED
ITC HOLDINGS CORP
ITC
$35.2M 0.03%
1,101,807
+245,115
+29% +$7.82M
CB
516
DELISTED
CHUBB CORPORATION
CB
$35.1M 0.03%
363,535
+27,300
+8% +$2.55M
IBM icon
517
PUT
IBM
IBM
$202B
$34.9M 0.03%
194,661
+54,361
+39% +$9.37M
CAR icon
518
CALL
Avis
CAR
$5.63B
$34.7M 0.03%
858,300
+311,200
+57% +$10.4M
GDX icon
519
PUT
VanEck Gold Miners ETF
GDX
$23B
$34.7M 0.03%
1,641,500
-540,100
-25% -$12.5M
IAU icon
520
iShares Gold Trust
IAU
$63B
$34.7M 0.03%
1,484,618
-678,206
-31% -$16.7M
ADI icon
521
Analog Devices
ADI
$181B
$34.7M 0.03%
680,671
+1,868
+0.3% +$91K
DSL
522
DoubleLine Income Solutions Fund
DSL
$1.21B
$34.6M 0.03%
1,642,497
+424,510
+35% +$8.77M
EROC
523
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$34.6M 0.03%
5,816,223
-671,434
-10% -$4.18M
FYX icon
524
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.36B
$34.6M 0.03%
710,851
+303,272
+74% +$14M
MOAT icon
525
VanEck Morningstar Wide Moat ETF
MOAT
$11.5B
$34.6M 0.03%
1,198,431
+1,174,781
+4,967% +$32.6M
19 20
21
22 23

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.