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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
5201
PUT
NVIDIA
NVDA
$4.86T
$194K ﹤0.01%
500,000
+84,000
+20% +$31.2K
BRK.B icon
5202
CALL
Berkshire Hathaway Class B
BRK.B
$1.1T
$193K ﹤0.01%
1,700
-1,600
-48% -$185K
DSX icon
5203
PUT
Diana Shipping
DSX
$302M
$193K ﹤0.01%
22,885
-17,879
-44% -$137K
SPA
5204
DELISTED
Sparton
SPA
$193K ﹤0.01%
7,578
+78
+1% +$1.54K
CKP
5205
DELISTED
CHECKPOINT SYSTEMS INC
CKP
$193K ﹤0.01%
11,530
+10,712
+1,310% +$172K
FXS
5206
DELISTED
Invesco CurrencyShares Swedish Krona Trust
FXS
$193K ﹤0.01%
1,247
-1,670
-57% -$254K
ITB icon
5207
CALL
iShares US Home Construction ETF
ITB
$2.26B
$192K ﹤0.01%
8,600
-3,200
-27% -$70.4K
MCN
5208
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$192K ﹤0.01%
24,151
+7,869
+48% +$63.3K
ABAX
5209
DELISTED
Abaxis Inc
ABAX
$192K ﹤0.01%
4,545
-7,094
-61% -$307K
AIN icon
5210
Albany International
AIN
$2.11B
$191K ﹤0.01%
5,345
+4,243
+385% +$147K
GUT
5211
Gabelli Utility Trust
GUT
$569M
$191K ﹤0.01%
30,898
+1,129
+4% +$7.16K
HWC icon
5212
Hancock Whitney
HWC
$6.2B
$191K ﹤0.01%
6,086
-55,447
-90% -$1.8M
ORLY icon
5213
CALL
O'Reilly Automotive
ORLY
$72.9B
$191K ﹤0.01%
22,500
+10,500
+88% +$85.8K
SCO icon
5214
PUT
ProShares UltraShort Bloomberg Crude Oil
SCO
$671M
$191K ﹤0.01%
158
-112
-41% -$132K
WLYB icon
5215
John Wiley & Sons Class B
WLYB
$2.71B
$191K ﹤0.01%
4,015
+135
+3% +$5.99K
TWX
5216
PUT
DELISTED
Time Warner Inc
TWX
$191K ﹤0.01%
3,025
-417
-12% -$24.9K
BG icon
5217
PUT
Bunge Global
BG
$20.4B
$190K ﹤0.01%
2,500
-400
-14% -$30.3K
DXD icon
5218
ProShares UltraShort Dow 30
DXD
$42.2M
$190K ﹤0.01%
283
-495
-64% -$330K
FNV icon
5219
PUT
Franco-Nevada
FNV
$41.1B
$190K ﹤0.01%
4,200
+3,300
+367% +$140K
PWR icon
5220
CALL
Quanta Services
PWR
$100B
$190K ﹤0.01%
6,900
+2,200
+47% +$59.5K
PCOM
5221
DELISTED
Points.com Inc. Common Shares
PCOM
$190K ﹤0.01%
8,223
+5,083
+162% +$114K
DGL
5222
DELISTED
Invesco DB Gold Fund
DGL
$190K ﹤0.01%
4,261
+226
+6% +$10.1K
OUTR
5223
PUT
DELISTED
OUTERWALL INC
OUTR
$190K ﹤0.01%
3,800
-4,300
-53% -$253K
MYM
5224
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$190K ﹤0.01%
16,186
+134
+0.8% +$1.56K
ASIA
5225
DELISTED
ASIAINFO-LINKAGE INC COM STK (DE)
ASIA
$190K ﹤0.01%
16,424
-1,833
-10% -$21.2K
207 208
209
210 211

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.