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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSLV icon
5176
Invesco S&P SmallCap Low Volatility ETF
XSLV
$248M
$198K ﹤0.01%
6,221
+6,135
+7,134% +$190K
TGP
5177
PUT
DELISTED
Teekay LNG Partners L.P.
TGP
$198K ﹤0.01%
4,800
-600
-11% -$24.6K
AF
5178
DELISTED
Astoria Financial Corporation
AF
$198K ﹤0.01%
14,341
-9,541
-40% -$130K
BCO icon
5179
Brink's
BCO
$4.88B
$197K ﹤0.01%
6,916
-5,413
-44% -$170K
JHS
5180
John Hancock Income Securities Trust
JHS
$127M
$197K ﹤0.01%
13,587
+1,913
+16% +$27.9K
TDW icon
5181
Tidewater
TDW
$3.73B
$197K ﹤0.01%
125
+48
+62% +$78.5K
TWM icon
5182
CALL
ProShares UltraShort Russell2000
TWM
$44.3M
$197K ﹤0.01%
215
+205
+2,050% +$195K
UL icon
5183
PUT
Unilever
UL
$137B
$197K ﹤0.01%
4,089
+622
+18% +$28.1K
ADRA
5184
DELISTED
Invesco BLDRS Asia 50 ADR Index Fund
ADRA
$197K ﹤0.01%
7,016
+159
+2% +$4.47K
TAO
5185
DELISTED
Invesco China Real Estate ETF
TAO
$197K ﹤0.01%
10,212
+711
+7% +$13.5K
NOR
5186
DELISTED
NORANDA ALUM HLDG CORP COM NEW
NOR
$197K ﹤0.01%
6,867
-388
-5% -$10.2K
CAL icon
5187
CALL
Caleres
CAL
$431M
$196K ﹤0.01%
+7,400
New +$186K
EXEL icon
5188
Exelixis
EXEL
$13.3B
$196K ﹤0.01%
55,427
+27,125
+96% +$185K
FCF icon
5189
CALL
First Commonwealth Financial
FCF
$2.18B
$196K ﹤0.01%
21,700
– –
NFBK
5190
DELISTED
Northfield Bancorp
NFBK
$196K ﹤0.01%
15,235
+10,089
+196% +$129K
PBPB
5191
DELISTED
Potbelly
PBPB
$196K ﹤0.01%
10,954
+5,738
+110% +$124K
APF
5192
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$196K ﹤0.01%
11,639
+1,761
+18% +$28.6K
AVL
5193
DELISTED
Avalon Rare Metals, Inc. Ordinary Shares (Canada)
AVL
$196K ﹤0.01%
310,203
-40,870
-12% -$24.2K
HAP icon
5194
VanEck Natural Resources ETF
HAP
$302M
$195K ﹤0.01%
5,109
+440
+9% +$16.2K
INTU icon
5195
CALL
Intuit
INTU
$86.5B
$194K ﹤0.01%
2,500
-200
-7% -$15.3K
SFL icon
5196
PUT
SFL Corp
SFL
$1.64B
$194K ﹤0.01%
10,800
-5,500
-34% -$95.3K
FEO
5197
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$194K ﹤0.01%
10,730
+4,169
+64% +$73.5K
IFEU
5198
DELISTED
iShares Europe Developed Real Estate ETF
IFEU
$194K ﹤0.01%
5,380
-19
-0.4% -$675
RNF
5199
CALL
DELISTED
RENTECH NITROGEN PARTNERS, L.P. INT
RNF
$194K ﹤0.01%
10,400
+2,300
+28% +$42.7K
CWH.PRD
5200
DELISTED
COMMONWEALTH REIT 6.50% PFD CUMV CONV SHS SER D
CWH.PRD
$194K ﹤0.01%
7,727
+4,306
+126% +$97.2K
206 207
208
209 210

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.