UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
5126	RC 5126 Ready Capital RC $365M	$24K	﹤0.01%	+1,439
5127	5127 Taylor Devices TAYD $186M	$24K	﹤0.01%	2,709 +1,350
5128	5128 TRX Gold Corp TRX $246M	$24K	﹤0.01%	10,520 +9,362
5129	UNAM 5129 DELISTED Unico American Corp UNAM	$24K	﹤0.01%	+1,910
5130	AMBC.WS 5130 DELISTED Ambac Financial Group AMBC.WS	$24K	﹤0.01%	1,404 +1,302
5131	LEJU 5131 DELISTED Leju Holdings Limited American Depositary Shares, each representing ten (10) Ordinary Shares LEJU	$24K	﹤0.01%	+226
5132	KRS 5132 DELISTED ProShares Short S&P Regional Banking of Proshares Trust KRS	$24K	﹤0.01%	+860
5133	CLBH 5133 DELISTED Carolina Bank Holdings Inc CLBH	$24K	﹤0.01%	2,451 +2,008
5134	AHT.PRE 5134 DELISTED ASHFORD HOSPITALITY TR INC 9.00% CUM PFD SER E AHT.PRE	$24K	﹤0.01%	870 -358
5135	ALLB 5135 DELISTED Alliance Bancorp Inc PA ALLB	$24K	﹤0.01%	1,462 -173
5136	XWES 5136 DELISTED WORLD ENERGY SOLUTIONS INC NEW COMMON (DE) XWES	$24K	﹤0.01%	6,000 -2,666
5137	BARS 5137 DELISTED DIREXION SHS ETF TR II DAILY GOLD BEAR 3X SHS (DE) BARS	$24K	﹤0.01%	+639
5138	EIA 5138 DELISTED Eaton Vance California Municipal Bond II Shares of Ben. Int. EIA	$24K	﹤0.01%	2,015 -1,909
5139	EMLB 5139 DELISTED iPath Long Enhanced MSCI Emerging Markets Index ETN EMLB	$24K	﹤0.01%	453
5140	FRP 5140 DELISTED Fairpoint Communications, Inc. FRP	$24K	﹤0.01%	1,716 +96
5141	TTHI 5141 DELISTED TRANSITION THERAPEUTICS INC (CANADA) TTHI	$24K	﹤0.01%	+3,538
5142	AND 5142 DELISTED Global X FTSE Andean 40 ETF AND	$24K	﹤0.01%	+2,059
5143	KROO 5143 DELISTED IQ Australia Small Cap ETF KROO	$23K	﹤0.01%	1,204 -140
5144	RNWK 5144 DELISTED RealNetworks Inc RNWK	$23K	﹤0.01%	2,978 -1,195
5145	5145 Cumberland Pharmaceuticals CPIX $65.5M	$23K	﹤0.01%	4,981 +949
5146	5146 EPR Properties 5.75% Series C Preferred Shares EPR.PRC $122M	$23K	﹤0.01%	+1,000
5147	5147 Financial Institutions FISI $657M	$23K	﹤0.01%	979 +338
5148	5148 Patrick Industries PATK $3.69B	$23K	﹤0.01%	1,688 -675
5149	5149 RCI Hospitality Holdings RICK $205M	$23K	﹤0.01%	2,209 +2,066
5150	5150 ProShares Ulta SmallCap600 SAA $23.7M	$23K	﹤0.01%	2,040 +420