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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DANG
5126
PUT
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$205K ﹤0.01%
19,600
-2,300
-11% -$20.4K
FRM
5127
DELISTED
FURMANITE CORPORATION COM
FRM
$205K ﹤0.01%
20,693
-1,486
-7% -$12.9K
LXK
5128
PUT
DELISTED
Lexmark Intl Inc
LXK
$205K ﹤0.01%
6,200
-7,800
-56% -$276K
ATI icon
5129
PUT
ATI
ATI
$25.6B
$204K ﹤0.01%
6,700
-7,000
-51% -$196K
DPZ icon
5130
CALL
Domino's
DPZ
$11.5B
$204K ﹤0.01%
3,000
-3,300
-52% -$209K
MIY icon
5131
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$204K ﹤0.01%
16,039
-645
-4% -$8.13K
SWZ
5132
Swiss Helvetia Fund
SWZ
$76.5M
$204K ﹤0.01%
14,343
-10,604
-43% -$141K
UL icon
5133
CALL
Unilever
UL
$137B
$204K ﹤0.01%
4,711
+2,755
+141% +$125K
AMAP
5134
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
$204K ﹤0.01%
13,714
+9,988
+268% +$136K
FNSR
5135
CALL
DELISTED
Finisar Corp
FNSR
$204K ﹤0.01%
9,000
-4,000
-31% -$82.4K
ADEA icon
5136
PUT
Adeia
ADEA
$2.94B
$203K ﹤0.01%
39,690
-62,370
-61% -$330K
ASH icon
5137
CALL
Ashland
ASH
$3.33B
$203K ﹤0.01%
4,497
-1,839
-29% -$79.3K
CNI icon
5138
CALL
Canadian National Railway
CNI
$76.9B
$203K ﹤0.01%
4,000
+200
+5% +$9.87K
DSM
5139
BNY Mellon Strategic Municipal Bond Fund
DSM
$287M
$203K ﹤0.01%
26,395
+14,022
+113% +$106K
IVV icon
5140
CALL
iShares Core S&P 500 ETF
IVV
$878B
$203K ﹤0.01%
1,200
-2,800
-70% -$472K
IVV icon
5141
PUT
iShares Core S&P 500 ETF
IVV
$878B
$203K ﹤0.01%
1,200
-4,200
-78% -$708K
LZB icon
5142
La-Z-Boy
LZB
$1.58B
$203K ﹤0.01%
+8,921
New +$194K
HITK
5143
DELISTED
HI-TECH PHARMACAL INC
HITK
$203K ﹤0.01%
4,689
+3,055
+187% +$117K
IVR icon
5144
PUT
Invesco Mortgage Capital
IVR
$759M
$202K ﹤0.01%
1,310
+510
+64% +$80.6K
KBR icon
5145
CALL
KBR
KBR
$4.62B
$202K ﹤0.01%
6,200
-25,300
-80% -$803K
UFPI icon
5146
UFP Industries
UFPI
$4.9B
$202K ﹤0.01%
14,421
-16,986
-54% -$226K
ZTS icon
5147
CALL
Zoetis
ZTS
$32.4B
$202K ﹤0.01%
6,500
-258,400
-98% -$7.92M
HYG icon
5148
CALL
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$201K ﹤0.01%
2,200
-4,100
-65% -$376K
MCHP icon
5149
PUT
Microchip Technology
MCHP
$40.3B
$201K ﹤0.01%
10,000
-800
-7% -$15.8K
NLY icon
5150
CALL
Annaly Capital Management
NLY
$17.1B
$201K ﹤0.01%
4,350
-69,425
-94% -$3.27M
204 205
206
207 208

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.