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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICEL
5051
DELISTED
CELLULAR DYNAMICS INTL INC COM STK (WI)
ICEL
$222K ﹤0.01%
14,844
+6,044
+69% +$99K
KMR
5052
PUT
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
$222K ﹤0.01%
3,259
+1,654
+103% +$115K
AUNZ
5053
DELISTED
WisdomTree Dreyfus Australia & New Zealand Debt Fund
AUNZ
$222K ﹤0.01%
10,889
+2,855
+36% +$56.2K
GLPI icon
5054
Gaming and Leisure Properties
GLPI
$12.7B
$221K ﹤0.01%
6,047
-12,110
-67% -$459K
UTL icon
5055
Unitil
UTL
$970M
$221K ﹤0.01%
6,723
-823
-11% -$25.5K
ALTR
5056
PUT
DELISTED
Altera Corp
ALTR
$221K ﹤0.01%
6,100
-77,400
-93% -$2.66M
RFMD
5057
CALL
DELISTED
RF MICRO DEVICES INC
RFMD
$221K ﹤0.01%
28,100
+12,200
+77% +$75.1K
ACHV icon
5058
CALL
Achieve Life Sciences
ACHV
$659M
$220K ﹤0.01%
+9
New +$221K
DCH
5059
CALL
Dauch Corp
DCH
$1.34B
$220K ﹤0.01%
11,900
+11,000
+1,222% +$212K
EWBC icon
5060
East-West Bancorp
EWBC
$17.9B
$220K ﹤0.01%
6,022
-13,035
-68% -$459K
IJH icon
5061
CALL
iShares Core S&P Mid-Cap ETF
IJH
$122B
$220K ﹤0.01%
8,000
+2,000
+33% +$53.8K
IONS icon
5062
PUT
Ionis Pharmaceuticals
IONS
$8.6B
$220K ﹤0.01%
5,100
-4,700
-48% -$228K
RFI
5063
Cohen & Steers Total Return Realty Fund
RFI
$308M
$220K ﹤0.01%
17,189
+516
+3% +$6.45K
SAVE
5064
PUT
DELISTED
Spirit Airlines, Inc.
SAVE
$220K ﹤0.01%
3,700
+3,600
+3,600% +$189K
ITIP
5065
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$220K ﹤0.01%
4,671
-6,693
-59% -$307K
CEFL
5066
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$220K ﹤0.01%
8,000
– –
AG icon
5067
PUT
First Majestic Silver
AG
$7.41B
$219K ﹤0.01%
22,700
+10,800
+91% +$118K
FNLC icon
5068
First Bancorp
FNLC
$396M
$219K ﹤0.01%
13,452
+2,573
+24% +$42.7K
RLD
5069
DELISTED
REALD INC COM STK
RLD
$219K ﹤0.01%
19,571
-113,109
-85% -$1.13M
NW.PRC.CL
5070
DELISTED
Natwest Bank Ads Series C
NW.PRC.CL
$219K ﹤0.01%
8,556
+5,654
+195% +$144K
RBS.PRR
5071
DELISTED
Royal Bank of Scotland Group Plc (The) ADR repstg USD Pfd Sh
RBS.PRR
$219K ﹤0.01%
9,909
+4,459
+82% +$97.2K
IPW
5072
DELISTED
SPDR S&P International Energy Sector
IPW
$219K ﹤0.01%
8,248
+459
+6% +$11.8K
SMTC icon
5073
Semtech
SMTC
$11B
$218K ﹤0.01%
8,613
-30,491
-78% -$743K
SIF icon
5074
SIFCO Industries
SIF
$161M
$217K ﹤0.01%
7,084
+6,368
+889% +$186K
VIVS
5075
CALL
VivoSim Labs
VIVS
$1.2M
$217K ﹤0.01%
118
+21
+22% +$48.8K
201 202
203
204 205

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.