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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTCM
4976
DELISTED
CTC MEDIA INC COM STK
CTCM
$240K ﹤0.01%
26,065
+5,026
+24% +$55.5K
RXII
4977
CALL
DELISTED
GALENA BIOPHARMA INC COM
RXII
$240K ﹤0.01%
96,100
+61,700
+179% +$154K
REFR icon
4978
Research Frontiers
REFR
$14M
$239K ﹤0.01%
46,000
-12,852
-22% -$81.4K
PTEN icon
4979
PUT
Patterson-UTI
PTEN
$3.98B
$238K ﹤0.01%
7,500
-7,000
-48% -$195K
GTI
4980
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
$238K ﹤0.01%
21,816
+20,661
+1,789% +$219K
WUBA
4981
CALL
DELISTED
58.com Inc
WUBA
$237K ﹤0.01%
5,700
+4,200
+280% +$177K
WLT
4982
PUT
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
$237K ﹤0.01%
31,300
-45,100
-59% -$496K
CIK
4983
Credit Suisse Asset Management Income Fund
CIK
$134M
$236K ﹤0.01%
65,422
-5,117
-7% -$18.4K
KNDI
4984
CALL
Kandi Technologies Group
KNDI
$67.5M
$236K ﹤0.01%
14,400
+200
+1% +$3K
UI icon
4985
PUT
Ubiquiti
UI
$33.7B
$236K ﹤0.01%
5,200
-5,700
-52% -$267K
HYB
4986
DELISTED
New America High Income Fund, Inc.
HYB
$236K ﹤0.01%
24,050
-11,877
-33% -$116K
CHS
4987
DELISTED
Chicos FAS, Inc.
CHS
$235K ﹤0.01%
14,650
-83,634
-85% -$1.42M
BIRT
4988
DELISTED
Actuate Corp
BIRT
$235K ﹤0.01%
39,044
-3,376
-8% -$22.3K
COA
4989
DELISTED
COASTAL CONTACTS INC COMMON SHARES (CANADA)
COA
$235K ﹤0.01%
20,924
+20,032
+2,246% +$185K
AZN icon
4990
PUT
AstraZeneca
AZN
$263B
$234K ﹤0.01%
3,600
-1,700
-32% -$110K
NMM icon
4991
CALL
Navios Maritime Partners
NMM
$2.3B
$234K ﹤0.01%
800
+627
+362% +$172K
GNMK
4992
DELISTED
GenMark Diagnostics, Inc
GNMK
$234K ﹤0.01%
23,500
-51
-0.2% -$634
AGU
4993
CALL
DELISTED
Agrium
AGU
$234K ﹤0.01%
2,400
-1,400
-37% -$128K
ITRN icon
4994
Ituran Location and Control
ITRN
$1.09B
$233K ﹤0.01%
9,338
+8,003
+599% +$183K
LCNB icon
4995
LCNB Corp
LCNB
$282M
$233K ﹤0.01%
13,443
+469
+4% +$8.26K
HT
4996
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$233K ﹤0.01%
9,978
-2,105
-17% -$46.9K
TLRA
4997
DELISTED
Telaria, Inc.
TLRA
$233K ﹤0.01%
56,579
-23,705
-30% -$109K
ALTO icon
4998
CALL
Alto Ingredients
ALTO
$369M
$232K ﹤0.01%
14,900
+14,600
+4,867% +$147K
TNC icon
4999
Tennant Co
TNC
$1.43B
$232K ﹤0.01%
3,547
+1,144
+48% +$73.4K
PLM
5000
DELISTED
PolyMet Mining Corp.
PLM
$232K ﹤0.01%
16,952
+9,881
+140% +$114K
198 199
200
201 202

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.