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U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAAS icon
4976
PUT
Pan American Silver
PAAS
$18.2B
$233K ﹤0.01%
22,100
-3,200
-13% -$39K
ETP
4977
PUT
DELISTED
Energy Transfer Partners, L.P.
ETP
$233K ﹤0.01%
7,000
+1,400
+25% +$44.7K
BEAM
4978
PUT
DELISTED
BEAM INC COM STK (DE)
BEAM
$233K ﹤0.01%
3,600
+2,400
+200% +$154K
LPNT
4979
CALL
DELISTED
LifePoint Health, Inc.
LPNT
$233K ﹤0.01%
5,000
– –
BBWI icon
4980
PUT
Bath & Body Works
BBWI
$4.06B
$232K ﹤0.01%
4,701
-618
-12% -$28.3K
BRN icon
4981
Barnwell Industries
BRN
$14.8M
$232K ﹤0.01%
67,383
-2,242
-3% -$7.57K
DUG icon
4982
CALL
ProShares UltraShort Energy
DUG
$20.6M
$232K ﹤0.01%
+200
New +$239K
JKS
4983
PUT
JinkoSolar
JKS
$793M
$232K ﹤0.01%
10,300
+9,300
+930% +$138K
STAA icon
4984
STAAR Surgical
STAA
$1.21B
$232K ﹤0.01%
17,145
+16,289
+1,903% +$192K
HYB
4985
DELISTED
New America High Income Fund, Inc.
HYB
$232K ﹤0.01%
24,353
-19,385
-44% -$185K
MSP
4986
DELISTED
Madison Strategic Sector
MSP
$232K ﹤0.01%
19,958
-5,015
-20% -$58.8K
WMS
4987
DELISTED
WMS INDS INC
WMS
$232K ﹤0.01%
8,941
-5,737
-39% -$148K
XXV
4988
DELISTED
IPATH INVERSE S&P 500 VIX SHORT-TERM FUTURES ETN
XXV
$232K ﹤0.01%
6,056
-1,650
-21% -$63.4K
EE
4989
DELISTED
El Paso Electric Company
EE
$232K ﹤0.01%
6,951
+5,370
+340% +$192K
BBAR icon
4990
BBVA Argentina
BBAR
$3.87B
$231K ﹤0.01%
34,880
+34,743
+25,360% +$170K
BGFV
4991
DELISTED
Big 5 Sporting Goods
BGFV
$231K ﹤0.01%
14,329
+11,373
+385% +$223K
D icon
4992
PUT
Dominion Energy
D
$60.8B
$231K ﹤0.01%
3,700
+300
+9% +$17.8K
TMV icon
4993
Direxion Daily 20+ Year Treasury Bear 3X ETF
TMV
$187M
$231K ﹤0.01%
+1,360
New +$240K
HGT
4994
DELISTED
Hugoton Royalty Trust
HGT
$231K ﹤0.01%
30,881
-477
-2% -$3.97K
CLMS
4995
DELISTED
Calamos Asset Management, Inc.
CLMS
$231K ﹤0.01%
23,103
+2,007
+10% +$21K
CHL
4996
CALL
DELISTED
China Mobile Limited
CHL
$231K ﹤0.01%
4,100
+1,200
+41% +$64.9K
DBI icon
4997
CALL
Designer Brands
DBI
$307M
$230K ﹤0.01%
5,400
+5,200
+2,600% +$210K
EIX icon
4998
PUT
Edison International
EIX
$28.2B
$230K ﹤0.01%
5,000
– –
RBS.PRP
4999
DELISTED
Royal Bank of Scotland Group Plc (The) ADR representing Pref
RBS.PRP
$230K ﹤0.01%
11,212
-6,688
-37% -$135K
TSH
5000
DELISTED
TECHE HOLDING CO
TSH
$230K ﹤0.01%
5,041
-845
-14% -$38.2K
198 199
200
201 202

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.