UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.76B
2		+$483M
3		+$405M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$312M

Top Sells

1		+$808M
2		+$367M
3		+$307M
4	iShares China Large-Cap ETF FXI	+$294M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Financials	9.31%
3	Technology	8.08%
4	Healthcare	7.57%
5	Industrials	6.58%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
4951	CWAY 4951 DELISTED Coastway Bancorp, Inc. CWAY	$31K	﹤0.01%	+2,795
4952	AGA 4952 DELISTED DB Agriculture Double Short ETN due April 1, 2038 AGA	$31K	﹤0.01%	1,627 +347
4953	GIMO 4953 DELISTED Gigamon Inc. GIMO	$31K	﹤0.01%	1,598 +1,198
4954	ATE 4954 DELISTED Advantest Corp ATE	$31K	﹤0.01%	2,531 +231
4955	PMFG 4955 DELISTED PMFG INC COM STK (DE) PMFG	$31K	﹤0.01%	+5,794
4956	BPS 4956 DELISTED BLACKROCK PENN STRT MNI TST BPS	$31K	﹤0.01%	2,442 -1,155
4957	CHXX 4957 DELISTED EGSHARES CHINA INFRASTRUCTURE ETF CHXX	$31K	﹤0.01%	1,846 -568
4958	ASCMA 4958 DELISTED Ascent Capital Group, Inc. Series A ASCMA	$31K	﹤0.01%	463 -366
4959	UMH.PRA.CL 4959 DELISTED Umh Properties Inc UMH.PRA.CL	$31K	﹤0.01%	1,170 +370
4960	AMCC 4960 DELISTED Applied Micro Circuits Corporation New AMCC	$31K	﹤0.01%	2,893 +1,893
4961	TPS 4961 DELISTED ProShares UltraShort Tips TPS	$31K	﹤0.01%	1,151 +796
4962	4962 Adeia ADEA $1.42B	$30K	﹤0.01%	5,118 -36,708
4963	4963 ProShares UltraShort NASDAQ Biotechnology BIS $2.59M	$30K	﹤0.01%	104 +15
4964	4964 Canterbury Park Holding Corp CPHC $77M	$30K	﹤0.01%	3,025 +587
4965	4965 Johnson Outdoors JOUT $467M	$30K	﹤0.01%	+1,157
4966	4966 Direxion Daily Retail Bull 3X Shares RETL $40.7M	$30K	﹤0.01%	5,875 -3,550
4967	4967 Origin Agritech SEED $10.1M	$30K	﹤0.01%	1,343 +738
4968	4968 ProShares Ultra Yen YCL $47.5M	$30K	﹤0.01%	376 +36
4969	4969 ProShares Short FTSE China 50 of PROSHARES TRUST YXI $2.77M	$30K	﹤0.01%	+445
4970	PFC 4970 DELISTED Premier Financial Corp. Common Stock PFC	$30K	﹤0.01%	2,104 -2,602
4971	EGRX 4971 DELISTED Eagle Pharmaceuticals, Inc. EGRX	$30K	﹤0.01%	+2,112
4972	AXE 4972 DELISTED Anixter International Inc AXE	$30K	﹤0.01%	304 -1,003
4973	LBY 4973 DELISTED Libbey, Inc. LBY	$30K	﹤0.01%	1,120 -74
4974	SHOS 4974 DELISTED Sears Hometown and Outlet Stores, Inc. SHOS	$30K	﹤0.01%	1,411 +1,237
4975	IRDMB 4975 DELISTED Iridium Communications Inc - 6.75% Series B IRDMB	$30K	﹤0.01%	+90