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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOI
4926
DELISTED
Alliance One International
AOI
$242K ﹤0.01%
8,326
+822
+11% +$27.7K
GCVRZ
4927
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$242K ﹤0.01%
119,646
+28,725
+32% +$54.7K
VNDA icon
4928
CALL
Vanda Pharmaceuticals
VNDA
$307M
$241K ﹤0.01%
22,000
-8,800
-29% -$94K
SCU
4929
PUT
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$241K ﹤0.01%
2,190
-1,370
-38% -$151K
AKS
4930
PUT
DELISTED
AK Steel Holding Corp
AKS
$241K ﹤0.01%
64,300
+12,100
+23% +$43.1K
EROC
4931
CALL
DELISTED
EAGLE ROCK ENERGY PARTNERS, L.P. COM UNITS RPTNG LTD PRTNR
EROC
$241K ﹤0.01%
34,000
+6,700
+25% +$46.6K
STSI
4932
DELISTED
STAR SCIENTIFIC INC
STSI
$241K ﹤0.01%
126,124
+23,125
+22% +$43.8K
FITB
4933
PUT
Fifth Third Bancorp
FITB
$51.2B
$240K ﹤0.01%
13,300
-270,100
-95% -$5.08M
HMC icon
4934
CALL
Honda
HMC
$39.1B
$240K ﹤0.01%
6,300
-800
-11% -$30.6K
RBS.PRH.CL
4935
DELISTED
Royal Bank Of Scotland Group
RBS.PRH.CL
$240K ﹤0.01%
9,721
-1,756
-15% -$42.3K
AGQ icon
4936
ProShares Ultra Silver
AGQ
$1.15B
$239K ﹤0.01%
2,984
-102
-3% -$8.2K
IIF
4937
Morgan Stanley India Investment Fund
IIF
$217M
$239K ﹤0.01%
15,814
-89,807
-85% -$1.35M
ARCB icon
4938
ArcBest
ARCB
$3.23B
$238K ﹤0.01%
9,250
+3,110
+51% +$74.5K
CADE
4939
DELISTED
Cadence Bank
CADE
$238K ﹤0.01%
11,934
-1,765
-13% -$34.6K
DAN icon
4940
CALL
Dana Inc
DAN
$2.9B
$238K ﹤0.01%
10,400
+3,100
+42% +$67.1K
SIMO icon
4941
Silicon Motion
SIMO
$8.6B
$238K ﹤0.01%
18,200
-100
-0.5% -$1.13K
TAN icon
4942
PUT
Invesco Solar ETF
TAN
$1.42B
$238K ﹤0.01%
6,900
+5,900
+590% +$166K
VIVS
4943
VivoSim Labs
VIVS
$1.2M
$238K ﹤0.01%
+171
New +$239K
LGCY
4944
PUT
DELISTED
Legacy Reserves Inc. Common Stock
LGCY
$238K ﹤0.01%
8,800
– –
INVN
4945
PUT
DELISTED
Invensense Inc
INVN
$238K ﹤0.01%
13,500
-2,200
-14% -$37.2K
MILL
4946
DELISTED
MILLER ENERGY RESOURCES, INC COM STK
MILL
$238K ﹤0.01%
32,774
+4,643
+17% +$25.8K
CEV
4947
Eaton Vance California Municipal Income Trust
CEV
$70.7M
$237K ﹤0.01%
20,076
+1,235
+7% +$14.3K
EW icon
4948
PUT
Edwards Lifesciences
EW
$49.6B
$237K ﹤0.01%
20,400
-15,600
-43% -$183K
EWT icon
4949
PUT
iShares MSCI Taiwan ETF
EWT
$9.86B
$237K ﹤0.01%
8,500
-1,000
-11% -$27.3K
GEVO icon
4950
Gevo
GEVO
$360M
$237K ﹤0.01%
21
-11
-34% -$127K
196 197
198
199 200

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.