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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCPC
4851
Balchem Corp
BCPC
$5.38B
$257K ﹤0.01%
4,966
-1,045
-17% -$51.5K
PCBK
4852
DELISTED
Pacific Continental Corp
PCBK
$257K ﹤0.01%
19,730
-240
-1% -$3.09K
FAZ
4853
PUT
DELISTED
Direxion Daily Financial Bear 3x ETF
FAZ
$256K ﹤0.01%
5
+4
+400% +$190K
MEOH icon
4854
PUT
Methanex
MEOH
$4.3B
$256K ﹤0.01%
+5,000
New +$238K
VGM icon
4855
Invesco Trust Investment Grade Municipals
VGM
$548M
$256K ﹤0.01%
20,556
+2,975
+17% +$36.6K
CMPR icon
4856
CALL
Cimpress
CMPR
$2.39B
$255K ﹤0.01%
4,500
+3,000
+200% +$160K
ORLY icon
4857
PUT
O'Reilly Automotive
ORLY
$72.9B
$255K ﹤0.01%
30,000
-3,000
-9% -$24.5K
PARAA
4858
DELISTED
Paramount Global Class A
PARAA
$255K ﹤0.01%
4,618
-1,263
-21% -$67.3K
UNB icon
4859
Union Bankshares
UNB
$106M
$255K ﹤0.01%
12,123
-365
-3% -$7.78K
XOOM
4860
DELISTED
XOOM CORP COM
XOOM
$255K ﹤0.01%
8,042
+7,702
+2,265% +$224K
DIG icon
4861
CALL
ProShares Ultra Energy
DIG
$82.8M
$254K ﹤0.01%
3,360
-480
-13% -$35.8K
AMTD
4862
PUT
DELISTED
TD Ameritrade Holding Corp
AMTD
$254K ﹤0.01%
9,700
-1,300
-12% -$34.5K
THOR
4863
CALL
DELISTED
THORATEC CORPORATION
THOR
$254K ﹤0.01%
6,800
+1,000
+17% +$34.9K
CLX icon
4864
PUT
Clorox
CLX
$11.6B
$253K ﹤0.01%
3,100
-2,500
-45% -$211K
GDOT icon
4865
Green Dot
GDOT
$743M
$253K ﹤0.01%
9,577
+4,297
+81% +$99.3K
IART icon
4866
Integra LifeSciences
IART
$1.29B
$253K ﹤0.01%
15,403
-5,820
-27% -$93.4K
NDLS icon
4867
CALL
Noodles & Co
NDLS
$111M
$253K ﹤0.01%
+738
New +$257K
NVEC icon
4868
NVE Corp
NVEC
$562M
$253K ﹤0.01%
4,961
-1,069
-18% -$53K
SNEX icon
4869
StoneX
SNEX
$9.26B
$253K ﹤0.01%
62,638
-45,856
-42% -$174K
VHC icon
4870
CALL
VirnetX Holding Corp
VHC
$54.4M
$253K ﹤0.01%
620
+135
+28% +$53.3K
AMPE
4871
CALL
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$253K ﹤0.01%
112
+72
+180% +$139K
CTRX
4872
CALL
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
$253K ﹤0.01%
5,500
-11,200
-67% -$592K
FPE icon
4873
First Trust Preferred Securities and Income ETF
FPE
$6.32B
$252K ﹤0.01%
13,976
+2,827
+25% +$52.6K
LPSN icon
4874
LivePerson
LPSN
$21.8M
$252K ﹤0.01%
1,783
+1,194
+203% +$174K
SJM icon
4875
CALL
J.M. Smucker
SJM
$12.7B
$252K ﹤0.01%
2,400
+300
+14% +$32.5K
193 194
195
196 197

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.