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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MXIM
4776
CALL
DELISTED
Maxim Integrated Products
MXIM
$288K ﹤0.01%
8,700
-1,200
-12% -$36.8K
DRIV
4777
DELISTED
DIGITAL RIVER INC.
DRIV
$288K ﹤0.01%
16,525
-3,496
-17% -$62K
LCAV
4778
PUT
DELISTED
LCA-VISION INC
LCAV
$288K ﹤0.01%
+53,800
New +$260K
TBCH
4779
Turtle Beach Corp
TBCH
$243M
$287K ﹤0.01%
5,106
+5,036
+7,194% +$292K
CW icon
4780
CALL
Curtiss-Wright
CW
$26.7B
$286K ﹤0.01%
+4,500
New +$285K
DXD icon
4781
CALL
ProShares UltraShort Dow 30
DXD
$42.2M
$286K ﹤0.01%
525
-130
-20% -$74.1K
GOGO icon
4782
CALL
Gogo Inc
GOGO
$565M
$286K ﹤0.01%
13,900
+300
+2% +$6.61K
GTLS
4783
CALL
DELISTED
Chart Industries
GTLS
$286K ﹤0.01%
3,600
+1,700
+89% +$146K
MDR
4784
CALL
DELISTED
McDermott International
MDR
$286K ﹤0.01%
12,200
-1,067
-8% -$26.8K
AYN
4785
DELISTED
Alliance New York Income Fund
AYN
$286K ﹤0.01%
22,838
-2,115
-8% -$25.9K
MONT
4786
CALL
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
$286K ﹤0.01%
+14,300
New +$279K
USG
4787
CALL
DELISTED
Usg
USG
$285K ﹤0.01%
8,700
-16,700
-66% -$543K
RXII
4788
DELISTED
GALENA BIOPHARMA INC COM
RXII
$285K ﹤0.01%
113,907
-388,432
-77% -$972K
LNW
4789
DELISTED
Light & Wonder
LNW
$284K ﹤0.01%
20,665
+5,246
+34% +$76.4K
NKTR icon
4790
CALL
Nektar Therapeutics
NKTR
$2.39B
$284K ﹤0.01%
1,560
-1,867
-54% -$369K
AAV
4791
DELISTED
Advantage Oil & Gas Ltd
AAV
$284K ﹤0.01%
57,616
-45,409
-44% -$189K
APO icon
4792
PUT
Apollo Global Management
APO
$72.4B
$283K ﹤0.01%
8,900
+1,000
+13% +$32.6K
ASRT
4793
CALL
DELISTED
Assertio
ASRT
$283K ﹤0.01%
325
-693
-68% -$528K
OPK icon
4794
PUT
Opko Health
OPK
$985M
$283K ﹤0.01%
30,400
+5,600
+23% +$49.1K
UVXY icon
4795
CALL
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$224M
– –
0
– –
BGC
4796
CALL
DELISTED
General Cable Corporation
BGC
$282K ﹤0.01%
11,000
-1,000
-8% -$28.9K
VASC
4797
DELISTED
Vascular Solutions Inc
VASC
$282K ﹤0.01%
10,764
+7,654
+246% +$191K
CNBKA
4798
DELISTED
Century Bancorp Inc/Mass
CNBKA
$281K ﹤0.01%
8,246
+783
+10% +$27K
MSP
4799
DELISTED
Madison Strategic Sector
MSP
$281K ﹤0.01%
23,034
+2,180
+10% +$26.4K
GNI
4800
DELISTED
GREAT NORTH IRON ORE CTFBIN
GNI
$281K ﹤0.01%
14,747
+13,060
+774% +$307K
190 191
192
193 194

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.