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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXK
4726
Endeavour Silver
EXK
$2.23B
$289K ﹤0.01%
66,935
-12,307
-16% -$52.3K
FCF icon
4727
First Commonwealth Financial
FCF
$2.18B
$289K ﹤0.01%
38,041
-2,652
-7% -$20.1K
OC icon
4728
CALL
Owens Corning
OC
$11.2B
$289K ﹤0.01%
7,600
-3,600
-32% -$140K
PUK icon
4729
Prudential
PUK
$37.6B
$289K ﹤0.01%
7,987
+586
+8% +$20.4K
VTR icon
4730
CALL
Ventas
VTR
$48B
$289K ﹤0.01%
4,116
-44,223
-91% -$3.28M
DUC
4731
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$289K ﹤0.01%
27,661
-647
-2% -$6.7K
ROG icon
4732
Rogers Corp
ROG
$2.21B
$288K ﹤0.01%
4,847
+2,570
+113% +$141K
TTM
4733
CALL
DELISTED
Tata Motors Limited
TTM
$288K ﹤0.01%
10,800
+1,700
+19% +$41.8K
NAV
4734
CALL
DELISTED
Navistar International
NAV
$288K ﹤0.01%
7,900
+4,400
+126% +$150K
DLTR icon
4735
PUT
Dollar Tree
DLTR
$24.4B
$286K ﹤0.01%
5,000
-300
-6% -$16.2K
EXEL icon
4736
CALL
Exelixis
EXEL
$13.3B
$286K ﹤0.01%
49,200
+6,000
+14% +$31.1K
ALU
4737
PUT
DELISTED
Alcatel-Lucent
ALU
$286K ﹤0.01%
84,136
+7,384
+10% +$18.9K
CE icon
4738
CALL
Celanese
CE
$4.9B
$285K ﹤0.01%
5,400
+3,000
+125% +$147K
FTCS icon
4739
First Trust Capital Strength ETF
FTCS
$7.91B
$285K ﹤0.01%
9,323
+620
+7% +$18.9K
RMTI icon
4740
CALL
Rockwell Medical
RMTI
$28.4M
$285K ﹤0.01%
227
+117
+106% +$79.4K
IO
4741
PUT
DELISTED
ION Geophysical Corporation
IO
$285K ﹤0.01%
3,653
-100
-3% -$8.22K
URS
4742
DELISTED
URS CORP
URS
$285K ﹤0.01%
5,296
-2,719
-34% -$135K
HRI icon
4743
PUT
Herc Holdings
HRI
$5.02B
$284K ﹤0.01%
4,267
-27,933
-87% -$2.14M
WMC
4744
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$284K ﹤0.01%
1,773
-1,139
-39% -$185K
DIN icon
4745
CALL
Dine Brands
DIN
$456M
$283K ﹤0.01%
4,100
+2,800
+215% +$192K
HBM icon
4746
Hudbay
HBM
$10.1B
$283K ﹤0.01%
34,414
-2,800
-8% -$19.7K
NTWK icon
4747
CALL
NetSol Technologies
NTWK
$51.2M
$283K ﹤0.01%
28,200
+27,500
+3,929% +$283K
OKE icon
4748
PUT
Oneok
OKE
$57.2B
$283K ﹤0.01%
6,054
-1,485
-20% -$64.4K
SCHE icon
4749
Schwab Emerging Markets Equity ETF
SCHE
$12.6B
$283K ﹤0.01%
11,498
-31,081
-73% -$744K
SKX
4750
CALL
DELISTED
Skechers
SKX
$283K ﹤0.01%
27,300
-3,600
-12% -$34.2K
188 189
190
191 192

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.