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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UN
451
DELISTED
Unilever NV New York Registry Shares
UN
$42.2M 0.04%
1,049,987
+80,051
+8% +$3.11M
DAL icon
452
PUT
Delta Air Lines
DAL
$55.9B
$41.9M 0.04%
1,523,500
+467,600
+44% +$12.6M
BRE
453
DELISTED
BRE PROPERTIES INC CL A
BRE
$41.8M 0.04%
764,819
+695,240
+999% +$37.3M
NGG icon
454
National Grid
NGG
$81.9B
$41.7M 0.04%
662,232
-57,282
-8% -$3.43M
NVS icon
455
CALL
Novartis
NVS
$295B
$41.7M 0.04%
578,981
+551,639
+2,018% +$38.3M
SLB icon
456
CALL
SLB Ltd
SLB
$78.4B
$41.7M 0.04%
462,600
-160,100
-26% -$14.5M
WSM icon
457
Williams-Sonoma
WSM
$26.7B
$41.6M 0.04%
1,426,280
+1,190,722
+505% +$33.3M
SYK icon
458
Stryker
SYK
$127B
$41.6M 0.04%
552,969
+128,805
+30% +$9.4M
VOD icon
459
PUT
Vodafone
VOD
$34.9B
$41.5M 0.04%
1,036,525
+725,156
+233% +$27.3M
KKR icon
460
KKR & Co
KKR
$89.2B
$41.5M 0.04%
1,706,342
-94,645
-5% -$2.18M
APL
461
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$41.5M 0.04%
1,184,775
-177,052
-13% -$6.45M
IJT icon
462
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$41M 0.04%
691,960
+76,692
+12% +$4.36M
VOD icon
463
CALL
Vodafone
VOD
$34.9B
$41M 0.04%
1,022,496
+680,421
+199% +$25.6M
GS icon
464
PUT
Goldman Sachs
GS
$313B
$40.9M 0.04%
230,600
+34,400
+18% +$5.67M
TPL icon
465
Texas Pacific Land
TPL
$28.9B
$40.9M 0.04%
3,679,128
+263,169
+8% +$2.71M
LLY icon
466
Eli Lilly
LLY
$1.07T
$40.8M 0.04%
800,341
-112,650
-12% -$5.64M
OEF icon
467
iShares S&P 100 ETF
OEF
$19.8B
$40.8M 0.04%
495,013
-64,448
-12% -$5.09M
KEY icon
468
KeyCorp
KEY
$24.3B
$40.6M 0.04%
3,027,140
+496,398
+20% +$6.28M
EBAY icon
469
PUT
eBay
EBAY
$48.6B
$40.3M 0.04%
1,746,598
+1,582,654
+965% +$35M
VXX
470
PUT
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$40.3M 0.04%
59,219
+54,910
+1,274% +$43.8M
IWY icon
471
iShares Russell Top 200 Growth ETF
IWY
$16B
$40.3M 0.04%
891,885
+73,956
+9% +$3.18M
PX
472
DELISTED
Praxair Inc
PX
$40.3M 0.04%
309,657
-26,756
-8% -$3.34M
EOG icon
473
EOG Resources
EOG
$78B
$40.2M 0.04%
479,128
-172,704
-26% -$14.8M
VCR icon
474
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$40.1M 0.04%
371,203
+12,300
+3% +$1.27M
LMT icon
475
Lockheed Martin
LMT
$134B
$40M 0.04%
268,854
-278
-0.1% -$37.8K
17 18
19
20 21

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.