UBS’s iShares S&P Small-Cap 600 Growth ETF IJT Stock Holding History

UBS’s Portfolio IJT Stock Details IJT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$29.2M	Sell	519,484 -26,800	-5%	-$1.56M	0.02%	734
2014 Q2	$33M	Sell	546,284 -125,230	-19%	-$7.26M	0.03%	629
2014 Q1	$39.9M	Sell	671,514 -20,446	-3%	-$1.2M	0.04%	479
2013 Q4	$41M	Buy	691,960 +76,692	+12%	+$4.36M	0.04%	465
2013 Q3	$33.3M	Sell	615,268 -13,994	-2%	-$730K	0.03%	481
2013 Q2	$30.5M	Buy	+629,262	New	+$29.9M	0.04%	475

Other funds holding IJT

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

M&T Bank Buffalo, New York $34.1B AUM 29.2% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

FHB

First Hawaiian Bank Honolulu, Hawaii $790M AUM 20.06% 1-Year Est. Return

UBS's IJT Position: Q3 2014 in Review

UBS reduced its iShares S&P Small-Cap 600 Growth ETF (IJT) stake by 4.9% in Q3 2014, selling an estimated $1.56M and leaving 519,484 shares worth $29.2M. The position accounts for 0.02% of the portfolio, ranked #734.

UBS first reported a position in IJT in Q2 2013 and has held it in 6 quarters since. The position peaked at $41M in Q4 2013. 204 funds tracked by Wall St. Rank hold IJT as of Q3 2014.

UBS held 519,484 shares of iShares S&P Small-Cap 600 Growth ETF worth $29.2M as of Q3 2014.
UBS sold 26,800 iShares S&P Small-Cap 600 Growth ETF shares in Q3 2014, an estimated $1.56M.
iShares S&P Small-Cap 600 Growth ETF made up 0.02% of UBS's portfolio in Q3 2014, its #734 holding.
UBS first reported a position in iShares S&P Small-Cap 600 Growth ETF in Q2 2013 and has held it in 6 quarters since.
UBS's iShares S&P Small-Cap 600 Growth ETF position peaked at $41M in Q4 2013.
204 funds tracked by Wall St. Rank held iShares S&P Small-Cap 600 Growth ETF as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.