We are live on ! Find out more
U

UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMBA icon
4701
CALL
Ambarella
AMBA
$3.77B
$310K ﹤0.01%
11,600
+4,900
+73% +$150K
SWIR
4702
PUT
DELISTED
Sierra Wireless
SWIR
$310K ﹤0.01%
14,200
+13,500
+1,929% +$295K
RJA
4703
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$310K ﹤0.01%
34,553
-6,464
-16% -$53.9K
FMI
4704
DELISTED
Foundation Medicine, Inc.
FMI
$310K ﹤0.01%
9,587
+7,987
+499% +$260K
CHDX
4705
DELISTED
CHINDEX INTL INC
CHDX
$310K ﹤0.01%
16,271
+4,018
+33% +$71.9K
SBR
4706
Sabine Royalty Trust
SBR
$1.06B
$309K ﹤0.01%
6,234
-495
-7% -$24.9K
BKEP
4707
DELISTED
Blueknight Energy Partners L.P.
BKEP
$309K ﹤0.01%
34,775
+17,112
+97% +$153K
FITB
4708
CALL
Fifth Third Bancorp
FITB
$51.2B
$308K ﹤0.01%
13,400
-1,300
-9% -$28.3K
NOC icon
4709
CALL
Northrop Grumman
NOC
$77.1B
$308K ﹤0.01%
2,500
+900
+56% +$107K
CAB
4710
PUT
DELISTED
Cabela's Inc
CAB
$308K ﹤0.01%
4,700
-900
-16% -$60.5K
MTSN
4711
DELISTED
MATTSON TECHNOLOGY INC
MTSN
$308K ﹤0.01%
132,699
+116,224
+705% +$311K
MEOH icon
4712
CALL
Methanex
MEOH
$4.3B
$307K ﹤0.01%
4,800
+3,600
+300% +$227K
SE
4713
CALL
DELISTED
Spectra Energy Corp Wi
SE
$307K ﹤0.01%
8,300
-8,400
-50% -$305K
BLOX
4714
CALL
DELISTED
Infoblox Inc
BLOX
$307K ﹤0.01%
15,300
+7,600
+99% +$210K
MITT
4715
TPG Mortgage Investment Trust
MITT
$222M
$306K ﹤0.01%
5,832
-2,975
-34% -$153K
NSIT icon
4716
Insight Enterprises
NSIT
$3.89B
$306K ﹤0.01%
12,181
-188
-2% -$4.33K
XPO icon
4717
CALL
XPO
XPO
$23.6B
$306K ﹤0.01%
+30,070
New +$300K
ZU
4718
CALL
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$306K ﹤0.01%
+6,100
New +$295K
BKN
4719
DELISTED
BlackRock Investment Quality Municipal Trust
BKN
$305K ﹤0.01%
21,218
-2,471
-10% -$35.9K
III icon
4720
Information Services Group
III
$199M
$305K ﹤0.01%
62,118
+61,642
+12,950% +$312K
PHH
4721
CALL
DELISTED
PHH Corporation
PHH
$305K ﹤0.01%
11,800
+8,800
+293% +$221K
JJS
4722
DELISTED
iPath Bloomberg Softs Subindex Total Return ETN due June 24, 2038
JJS
$305K ﹤0.01%
5,750
+4,801
+506% +$235K
GPC icon
4723
PUT
Genuine Parts
GPC
$17.1B
$304K ﹤0.01%
3,500
+2,900
+483% +$245K
JRS icon
4724
Nuveen Real Estate Income Fund
JRS
$249M
$304K ﹤0.01%
28,429
+579
+2% +$6.03K
SWZ
4725
Swiss Helvetia Fund
SWZ
$76.5M
$304K ﹤0.01%
21,126
+8,106
+62% +$115K
187 188
189
190 191

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.