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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOSL icon
4626
PUT
Fossil Group
FOSL
$293M
$314K ﹤0.01%
2,700
+1,500
+125% +$171K
INSM icon
4627
CALL
Insmed
INSM
$21.4B
$314K ﹤0.01%
20,100
+9,500
+90% +$121K
EPI icon
4628
CALL
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$313K ﹤0.01%
20,400
-26,200
-56% -$406K
ERX icon
4629
Direxion Daily Energy Bull 2X ETF
ERX
$238M
$313K ﹤0.01%
421
-198
-32% -$144K
UFCS icon
4630
United Fire Group
UFCS
$1.32B
$313K ﹤0.01%
10,265
+2,694
+36% +$77.4K
DCP
4631
CALL
DELISTED
DCP Midstream, LP
DCP
$313K ﹤0.01%
6,300
+1,400
+29% +$71.2K
SFD
4632
DELISTED
SMITHFIELD FOODS,INC
SFD
$313K ﹤0.01%
9,227
-86,869
-90% -$2.91M
LEN.B icon
4633
Lennar Class B
LEN.B
$19.4B
$312K ﹤0.01%
11,681
-8,123
-41% -$207K
PNR icon
4634
CALL
Pentair
PNR
$10.4B
$312K ﹤0.01%
7,147
+2,978
+71% +$124K
SNN icon
4635
Smith & Nephew
SNN
$13.3B
$312K ﹤0.01%
12,473
+4,040
+48% +$97.5K
ST icon
4636
Sensata Technologies
ST
$6.74B
$312K ﹤0.01%
8,158
-237
-3% -$8.88K
WELL icon
4637
CALL
Welltower
WELL
$169B
$312K ﹤0.01%
5,000
+1,000
+25% +$63.6K
ZBH icon
4638
PUT
Zimmer Biomet
ZBH
$18.2B
$312K ﹤0.01%
3,914
-1,648
-30% -$130K
AMRE
4639
DELISTED
AMREIT INC NEW COM STK
AMRE
$312K ﹤0.01%
18,029
+3,239
+22% +$57.9K
ABV.C
4640
DELISTED
COMPANHIA BEBIDA ADS EACH RPTNG 1 COM SH)
ABV.C
$312K ﹤0.01%
8,074
+2,584
+47% +$94.6K
GSH
4641
DELISTED
Guangshen Railway Co. Ltd
GSH
$312K ﹤0.01%
11,776
+6,188
+111% +$145K
BPOP icon
4642
Popular Inc
BPOP
$11.2B
$310K ﹤0.01%
11,802
-25,803
-69% -$813K
DUST icon
4643
CALL
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$70.6M
– –
0
– –
MIC
4644
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$310K ﹤0.01%
5,789
-2,386
-29% -$131K
HTY
4645
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$309K ﹤0.01%
26,795
+3,153
+13% +$38.4K
ANV
4646
DELISTED
Allied Nevada Gold Corp
ANV
$309K ﹤0.01%
73,848
-43,707
-37% -$228K
RIT
4647
DELISTED
LMP REAL ESTATE INCOME FUND INC. COM
RIT
$309K ﹤0.01%
29,374
-713
-2% -$7.96K
MNE
4648
DELISTED
Blackrock MUNI New York Intermediate Duration Fund, Inc.
MNE
$309K ﹤0.01%
22,823
+5,589
+32% +$73.9K
BYD icon
4649
PUT
Boyd Gaming
BYD
$6.32B
$308K ﹤0.01%
21,800
-13,900
-39% -$171K
CRUS icon
4650
PUT
Cirrus Logic
CRUS
$6.53B
$308K ﹤0.01%
13,600
+300
+2% +$6.2K
184 185
186
187 188

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.