UBS Portfolio holdings

AUM $109B

1-Year Est. Return 16.36%

This Fund

S&P 500

This Quarter Est. Return

1 Year Est. Return

+16.36%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$106B

AUM Growth

+$12.2B (+13%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,025

New

Increased

Reduced

Closed

Top Buys

1		+$1.71B
2		+$435M
3		+$369M
4	Wynn Resorts WYNN	+$334M
5	Herc Holdings HRI	+$313M

Top Sells

1		+$755M
2		+$344M
3		+$287M
4	Apple AAPL	+$281M
5	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	+$242M

Sector Composition

1	Energy	10.64%
2	Technology	8.07%
3	Healthcare	7.57%
4	Financials	7.56%
5	Industrials	6.59%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
4576	4576 Direxion Daily MSCI Emerging Markets Bull 3X ETF EDC $155M	$52K	﹤0.01%	426 -5,629
4577	4577 Great Southern Bancorp GSBC $674M	$52K	﹤0.01%	1,608 +1,549
4578	4578 Haverty Furniture Companies HVT $347M	$52K	﹤0.01%	2,068 +549
4579	4579 Lisata Therapeutics LSTA $44.4M	$52K	﹤0.01%	53 -374
4580	4580 M/I Homes MHO $3.32B	$52K	﹤0.01%	2,128 +445
4581	4581 TETRA Technologies TTI $1.1B	$52K	﹤0.01%	4,386 +1,037
4582	SPLP 4582 DELISTED STEEL PARTNERS HOLDINGS L.P. SPLP	$52K	﹤0.01%	+3,116
4583	ZIXI 4583 DELISTED Zix Corporation ZIXI	$52K	﹤0.01%	15,108 +3,558
4584	FLAT 4584 DELISTED iPath US Treasury Flattener ETN FLAT	$52K	﹤0.01%	+885
4585	CBF 4585 DELISTED Capital Bank Financial Corp. Class A Common Stock CBF	$52K	﹤0.01%	2,207 -139
4586	SGM 4586 DELISTED Stonegate Mortgage Corporation SGM	$52K	﹤0.01%	+3,723
4587	SAGG 4587 DELISTED Direxion Daily Total Bond Market Bear 1X Shares SAGG	$52K	﹤0.01%	1,530 +196
4588	4588 VanEck Short High Yield Muni ETF SHYD $416M	$51K	﹤0.01%	+2,000
4589	4589 StoneX SNEX $5.43B	$51K	﹤0.01%	5,758 +4,633
4590	4590 ProShares Ultra MSCI Brazil Capped UBR $3.57M	$51K	﹤0.01%	+332
4591	TEN 4591 Tsakos Energy Navigation Ltd TEN $1.02B	$51K	﹤0.01%	1,530 -9,372
4592	BRSS 4592 DELISTED Global Brass & Copper Hldgs, Inc BRSS	$51K	﹤0.01%	3,035 +1,846
4593	UHN 4593 DELISTED United States Diesel-Heating Oil Fund, LP UHN	$51K	﹤0.01%	1,523 -392
4594	GCVRZ 4594 DELISTED Sanofi Contingent Value Rights GCVRZ	$51K	﹤0.01%	102,845 -16,392
4595	4595 First Bank FRBA $374M	$51K	﹤0.01%	8,506 +1,306
4596	SVVC 4596 DELISTED Firsthand Technology Value Fund, Inc. Common Stock SVVC	$51K	﹤0.01%	2,373 -227
4597	UWTI 4597 DELISTED VelocityShares 3x Long Crude Oil ETN linked to the S&P GSCI Crude Oil Index ER due February 9, UWTI	$51K	﹤0.01%	13 +6
4598	KMM 4598 DELISTED Deutsche Multi-Market Incm Trust KMM	$51K	﹤0.01%	5,422 -6
4599	4599 HealthStream HSTM $596M	$50K	﹤0.01%	2,051 -1,339
4600	DVAX 4600 DELISTED Dynavax Technologies DVAX	$50K	﹤0.01%	3,150 -5,072