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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHOO icon
4576
Steven Madden
SHOO
$3.37B
$383K ﹤0.01%
15,701
-2,857
-15% -$69.5K
ED icon
4577
PUT
Consolidated Edison
ED
$40.1B
$381K ﹤0.01%
6,900
-9,300
-57% -$523K
OMEX icon
4578
Odyssey Marine Exploration
OMEX
$34.9M
$381K ﹤0.01%
15,715
+12,794
+438% +$357K
RXII
4579
PUT
DELISTED
GALENA BIOPHARMA INC COM
RXII
$381K ﹤0.01%
76,800
+23,600
+44% +$117K
BLK icon
4580
CALL
Blackrock
BLK
$169B
$380K ﹤0.01%
1,200
-2,200
-65% -$657K
TKR icon
4581
PUT
Timken Company
TKR
$9.56B
$380K ﹤0.01%
9,639
-19,000
-66% -$741K
WTFC icon
4582
Wintrust Financial
WTFC
$10.8B
$380K ﹤0.01%
8,234
+4,114
+100% +$182K
IVZ icon
4583
CALL
Invesco
IVZ
$13.1B
$379K ﹤0.01%
10,400
+10,300
+10,300% +$349K
PTP
4584
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
$379K ﹤0.01%
6,192
+6,088
+5,854% +$373K
CALX icon
4585
Calix
CALX
$2.26B
$377K ﹤0.01%
39,191
-10,689
-21% -$114K
PNF
4586
DELISTED
PIMCO New York Municipal Income Fund
PNF
$377K ﹤0.01%
37,185
+13,503
+57% +$138K
SID icon
4587
Companhia Siderúrgica Nacional
SID
$1.31B
$377K ﹤0.01%
60,805
-187,143
-75% -$1.02M
SNN icon
4588
Smith & Nephew
SNN
$13.3B
$377K ﹤0.01%
13,128
+655
+5% +$17.3K
BERY
4589
PUT
DELISTED
Berry Global Group, Inc.
BERY
$376K ﹤0.01%
17,206
+16,117
+1,480% +$307K
CBT icon
4590
Cabot Corp
CBT
$4.54B
$375K ﹤0.01%
7,290
-870
-11% -$41.1K
EXLS icon
4591
EXL Service
EXLS
$5.14B
$375K ﹤0.01%
+67,835
New +$372K
FT
4592
Franklin Universal Trust
FT
$199M
$375K ﹤0.01%
54,031
+1,248
+2% +$8.62K
SGMO
4593
CALL
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$375K ﹤0.01%
27,000
-23,500
-47% -$271K
ENOC
4594
DELISTED
EnerNOC, Inc.
ENOC
$375K ﹤0.01%
21,807
-29,675
-58% -$489K
ALX
4595
Alexander's
ALX
$1.3B
$374K ﹤0.01%
1,133
+191
+20% +$59.9K
SPXS icon
4596
Direxion Daily S&P 500 Bear 3x ETF
SPXS
$337M
$374K ﹤0.01%
23
+13
+130% +$252K
AFT
4597
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$374K ﹤0.01%
20,655
+13,075
+172% +$235K
CRT
4598
Cross Timbers Royalty Trust
CRT
$61.3M
$373K ﹤0.01%
12,700
+384
+3% +$11.4K
FTEK icon
4599
Fuel Tech
FTEK
$43.9M
$373K ﹤0.01%
52,602
+49,402
+1,544% +$301K
IPGP icon
4600
PUT
IPG Photonics
IPGP
$3.61B
$373K ﹤0.01%
4,800
+2,200
+85% +$150K
182 183
184
185 186

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.