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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DHG
4576
DELISTED
Deutsche High Incm Opportunities
DHG
$328K ﹤0.01%
23,186
-442
-2% -$6.21K
CGO
4577
Calamos Global Total Return Fund
CGO
$125M
$327K ﹤0.01%
24,313
+1,313
+6% +$17.8K
AWK icon
4578
CALL
American Water Works
AWK
$26.7B
$326K ﹤0.01%
7,900
+2,000
+34% +$82.7K
EWBC icon
4579
East-West Bancorp
EWBC
$17.9B
$326K ﹤0.01%
10,195
-41,389
-80% -$1.25M
J icon
4580
CALL
Jacobs Solutions
J
$15.9B
$326K ﹤0.01%
6,770
-3,748
-36% -$182K
ACH
4581
DELISTED
Alum Corp of China Ltd
ACH
$325K ﹤0.01%
35,332
+26,589
+304% +$225K
ATHN
4582
DELISTED
Athenahealth, Inc.
ATHN
$325K ﹤0.01%
2,990
-6,968
-70% -$753K
BFS
4583
Saul Centers
BFS
$836M
$324K ﹤0.01%
6,993
-2,886
-29% -$132K
CIEN icon
4584
Ciena
CIEN
$53.4B
$324K ﹤0.01%
12,951
-2,679
-17% -$60.4K
CNP icon
4585
CALL
CenterPoint Energy
CNP
$27.7B
$324K ﹤0.01%
13,500
-96,700
-88% -$2.3M
HTS
4586
PUT
DELISTED
HATTERAS FINANCIAL CORP
HTS
$324K ﹤0.01%
17,300
-5,100
-23% -$103K
TKC icon
4587
Turkcell
TKC
$4.68B
$323K ﹤0.01%
21,835
+985
+5% +$14.3K
MDP
4588
DELISTED
Meredith Corporation
MDP
$323K ﹤0.01%
6,783
-28,173
-81% -$1.31M
ECYT
4589
DELISTED
Endocyte, Inc. Common Stock
ECYT
$323K ﹤0.01%
24,206
-421
-2% -$6.66K
DXM
4590
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
$323K ﹤0.01%
39,834
+5,688
+17% +$70.8K
CKEC
4591
DELISTED
Carmike Cinemas Inc
CKEC
$323K ﹤0.01%
14,624
+10,658
+269% +$206K
TEO icon
4592
Telecom Argentina
TEO
$6.03B
$322K ﹤0.01%
17,900
– –
FEO
4593
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$322K ﹤0.01%
16,900
-1,213
-7% -$22.6K
TGP
4594
CALL
DELISTED
Teekay LNG Partners L.P.
TGP
$322K ﹤0.01%
7,300
-300
-4% -$12.9K
PDCO
4595
PUT
DELISTED
Patterson Companies, Inc.
PDCO
$321K ﹤0.01%
8,000
+6,000
+300% +$243K
CPN
4596
CALL
DELISTED
Calpine Corporation
CPN
$321K ﹤0.01%
16,500
+5,500
+50% +$109K
CWI icon
4597
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.78B
$320K ﹤0.01%
14,006
-10,507
-43% -$232K
PVH icon
4598
CALL
PVH
PVH
$4B
$320K ﹤0.01%
2,700
+700
+35% +$89.8K
SGI
4599
Somnigroup International
SGI
$13.7B
$320K ﹤0.01%
29,116
+14,852
+104% +$154K
ETUA
4600
DELISTED
EUNITS 2 YR U S EQUITY MKT UIT (MA)
ETUA
$320K ﹤0.01%
28,152
-7,491
-21% -$84.5K
182 183
184
185 186

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.