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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRI icon
4551
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$395K ﹤0.01%
23,562
-23,612
-50% -$427K
THRM icon
4552
Gentherm
THRM
$1.24B
$395K ﹤0.01%
14,717
+14,607
+13,279% +$335K
SRCL
4553
PUT
DELISTED
Stericycle Inc
SRCL
$395K ﹤0.01%
3,400
+300
+10% +$35K
SJI
4554
DELISTED
South Jersey Industries, Inc.
SJI
$395K ﹤0.01%
14,126
-10,500
-43% -$300K
EVY
4555
DELISTED
Eaton Vance New York Municipal Income Trust
EVY
$395K ﹤0.01%
31,853
+5,240
+20% +$64K
FHN icon
4556
First Horizon
FHN
$12.2B
$394K ﹤0.01%
33,835
+6,669
+25% +$74.6K
BEN icon
4557
CALL
Franklin Resources
BEN
$17.6B
$393K ﹤0.01%
6,800
-4,900
-42% -$264K
HLT icon
4558
Hilton Worldwide
HLT
$72.1B
$393K ﹤0.01%
+5,891
New +$385K
PWZ icon
4559
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.14B
$392K ﹤0.01%
16,898
-9,820
-37% -$229K
VKQ icon
4560
Invesco Municipal Trust
VKQ
$541M
$392K ﹤0.01%
33,808
+17,747
+110% +$203K
IONS icon
4561
PUT
Ionis Pharmaceuticals
IONS
$8.6B
$390K ﹤0.01%
9,800
-116,900
-92% -$4.16M
EVEP
4562
PUT
DELISTED
EV Energy Partners, L.P.
EVEP
$390K ﹤0.01%
11,500
+6,700
+140% +$236K
HQL
4563
abrdn Life Sciences Investors
HQL
$581M
$389K ﹤0.01%
19,071
+8,783
+85% +$170K
NCO
4564
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
$389K ﹤0.01%
28,682
+7,248
+34% +$100K
NNJ
4565
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$388K ﹤0.01%
29,746
+2,386
+9% +$31.2K
SOHU
4566
PUT
Sohu.com
SOHU
$362M
$387K ﹤0.01%
5,300
-4,700
-47% -$335K
TRN icon
4567
CALL
Trinity Industries
TRN
$2.48B
$387K ﹤0.01%
19,724
+6,667
+51% +$121K
IPU
4568
DELISTED
SPDR S&P International Utilities Sector
IPU
$387K ﹤0.01%
21,375
+11,572
+118% +$208K
TNDQ
4569
DELISTED
ROYAL BK SCOTLAND PLC RBS NASDAQ 100 TRENDPILOT ETN
TNDQ
$387K ﹤0.01%
10,642
+9,792
+1,152% +$337K
JPXN
4570
iShares JPX-Nikkei 400 ETF
JPXN
$134M
$386K ﹤0.01%
7,320
+307
+4% +$15.8K
HAV
4571
DELISTED
HELIOS ADVANTAGE INCOME FD, INC
HAV
$386K ﹤0.01%
42,414
+17,990
+74% +$157K
AD
4572
Array Digital Infrastructure
AD
$3.01B
$384K ﹤0.01%
9,167
+81
+0.9% +$3.6K
HK
4573
CALL
DELISTED
Halcon Resources Corporation
HK
$384K ﹤0.01%
578
+345
+148% +$268K
DLR icon
4574
CALL
Digital Realty Trust
DLR
$69.7B
$383K ﹤0.01%
7,800
+2,100
+37% +$104K
DPZ icon
4575
PUT
Domino's
DPZ
$11.5B
$383K ﹤0.01%
5,500
+1,000
+22% +$68.5K
181 182
183
184 185

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.