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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCOM
4526
DELISTED
Dime Community Bancshares
DCOM
$410K ﹤0.01%
24,224
-67,951
-74% -$1.13M
CHH icon
4527
Choice Hotels
CHH
$5.07B
$409K ﹤0.01%
8,338
+267
+3% +$12.2K
PST icon
4528
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.6M
$409K ﹤0.01%
13,505
+10,505
+350% +$308K
SNBR
4529
DELISTED
Sleep Number
SNBR
$409K ﹤0.01%
19,424
+12,895
+198% +$271K
NSLR
4530
Neostellar Capital Corp
NSLR
$269M
$408K ﹤0.01%
51,920
-56,272
-52% -$485K
DXD icon
4531
ProShares UltraShort Dow 30
DXD
$42.2M
$407K ﹤0.01%
742
+459
+162% +$283K
ESRT icon
4532
Empire State Realty Trust
ESRT
$872M
$407K ﹤0.01%
+26,616
New +$377K
EGAS
4533
DELISTED
Gas Natural Inc.
EGAS
$407K ﹤0.01%
50,670
-2,365
-4% -$22.1K
EJ
4534
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
$407K ﹤0.01%
29,087
-87
-0.3% -$877
CHUY
4535
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$406K ﹤0.01%
11,260
-11,021
-49% -$397K
OUTR
4536
CALL
DELISTED
OUTERWALL INC
OUTR
$404K ﹤0.01%
6,000
-1,900
-24% -$124K
DDC
4537
DELISTED
Dominion Diamond Corporation
DDC
$404K ﹤0.01%
28,180
-152,494
-84% -$2.05M
EWG icon
4538
PUT
iShares MSCI Germany ETF
EWG
$1.59B
$403K ﹤0.01%
12,700
-3,100
-20% -$91.7K
SGI
4539
DELISTED
Silicon Graphics Intl.
SGI
$403K ﹤0.01%
30,034
+1,265
+4% +$17.1K
DLB icon
4540
Dolby
DLB
$5.56B
$402K ﹤0.01%
10,421
-22,367
-68% -$804K
ZAGG
4541
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
$402K ﹤0.01%
92,410
-27,457
-23% -$118K
OA
4542
CALL
DELISTED
Orbital ATK, Inc.
OA
$402K ﹤0.01%
3,300
-200
-6% -$22.6K
MTW icon
4543
CALL
Manitowoc
MTW
$497M
$401K ﹤0.01%
18,988
+3,864
+26% +$70.9K
FICO icon
4544
Fair Isaac
FICO
$24.3B
$400K ﹤0.01%
6,372
-20
-0.3% -$1.15K
LPSN icon
4545
LivePerson
LPSN
$21.8M
$400K ﹤0.01%
1,800
+17
+1% +$2.82K
SWKS icon
4546
CALL
Skyworks Solutions
SWKS
$9.37B
$400K ﹤0.01%
14,000
+5,900
+73% +$155K
CSII
4547
DELISTED
Cardiovascular Systems, Inc.
CSII
$400K ﹤0.01%
11,654
+455
+4% +$13.2K
SSTK icon
4548
Shutterstock
SSTK
$198M
$399K ﹤0.01%
4,772
+2,816
+144% +$209K
IRF
4549
DELISTED
INTL RECTIFIER CORP
IRF
$398K ﹤0.01%
15,276
+10,306
+207% +$251K
RSX
4550
PUT
DELISTED
VanEck Russia ETF
RSX
$396K ﹤0.01%
13,700
-43,800
-76% -$1.26M
180 181
182
183 184

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.