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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SFL icon
4451
CALL
SFL Corp
SFL
$1.64B
$442K ﹤0.01%
27,000
+22,500
+500% +$367K
MHI
4452
DELISTED
Pioneer Municipal High Income Fund
MHI
$441K ﹤0.01%
32,470
+21,488
+196% +$297K
SPG icon
4453
PUT
Simon Property Group
SPG
$74.4B
$441K ﹤0.01%
3,083
-2,445
-44% -$352K
SPWR
4454
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
$441K ﹤0.01%
22,600
-3,359
-13% -$67.2K
CSX icon
4455
CALL
CSX Corp
CSX
$93.4B
$440K ﹤0.01%
45,900
-21,300
-32% -$191K
NC icon
4456
NACCO Industries
NC
$357M
$440K ﹤0.01%
30,994
-115,994
-79% -$1.56M
IMGN
4457
PUT
DELISTED
Immunogen Inc
IMGN
$440K ﹤0.01%
30,000
+29,100
+3,233% +$447K
TTM
4458
CALL
DELISTED
Tata Motors Limited
TTM
$440K ﹤0.01%
14,300
+3,500
+32% +$107K
CERS icon
4459
Cerus
CERS
$431M
$439K ﹤0.01%
67,948
-737,552
-92% -$4.63M
XHE icon
4460
State Street SPDR S&P Health Care Equipment ETF
XHE
$161M
$439K ﹤0.01%
11,500
+1,978
+21% +$72.6K
TSS
4461
CALL
DELISTED
Total System Services, Inc.
TSS
$439K ﹤0.01%
13,200
-2,800
-18% -$86K
SOHU
4462
CALL
Sohu.com
SOHU
$362M
$438K ﹤0.01%
6,000
-45,700
-88% -$3.26M
DO
4463
CALL
DELISTED
Diamond Offshore Drilling
DO
$438K ﹤0.01%
7,700
-700
-8% -$42.2K
MPO
4464
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$437K ﹤0.01%
6,592
+5,483
+494% +$318K
PPG icon
4465
PUT
PPG Industries
PPG
$24.6B
$436K ﹤0.01%
4,600
+2,400
+109% +$216K
AOK icon
4466
iShares Core Conservative Allocation ETF
AOK
$788M
$435K ﹤0.01%
13,600
-1,382
-9% -$43.9K
EPAM icon
4467
EPAM Systems
EPAM
$5.51B
$434K ﹤0.01%
12,426
+8,702
+234% +$311K
RYL
4468
CALL
DELISTED
RYLAND GROUP INC
RYL
$434K ﹤0.01%
10,000
-5,400
-35% -$214K
ALE
4469
DELISTED
Allete
ALE
$433K ﹤0.01%
8,670
-5,285
-38% -$262K
RDOG icon
4470
ALPS REIT Dividend Dogs ETF
RDOG
$11.4M
$433K ﹤0.01%
11,058
-4,938
-31% -$197K
RSPN icon
4471
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$433K ﹤0.01%
26,470
-16,460
-38% -$253K
HCSG icon
4472
Healthcare Services Group
HCSG
$1.6B
$432K ﹤0.01%
15,246
-862
-5% -$23.6K
MDYV icon
4473
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
$432K ﹤0.01%
10,936
+1,136
+12% +$43.5K
ARIA
4474
PUT
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$432K ﹤0.01%
63,300
+61,300
+3,065% +$331K
AMT icon
4475
PUT
American Tower
AMT
$80.8B
$431K ﹤0.01%
5,400
-13,000
-71% -$1.01M
177 178
179
180 181

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.