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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBS icon
4451
CALL
Sabesp
SBS
$19.2B
$376K ﹤0.01%
194,917
+154,696
+385% +$290K
SUN icon
4452
Sunoco
SUN
$14.4B
$376K ﹤0.01%
12,480
+4,465
+56% +$134K
ROSE
4453
PUT
DELISTED
ROSETTA RESOURCES INC
ROSE
$376K ﹤0.01%
6,900
+5,400
+360% +$256K
GRID
4454
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
$375K ﹤0.01%
11,068
+3,165
+40% +$105K
UCO icon
4455
PUT
ProShares Ultra Bloomberg Crude Oil
UCO
$418M
$375K ﹤0.01%
173
-166
-49% -$378K
NBG
4456
DELISTED
NATIONAL BANK OF GREECE SA ADR REPSTG 1 SHARE (NEW)
NBG
$375K ﹤0.01%
92,538
+81,527
+740% +$310K
IRY
4457
DELISTED
SPDR S&P International Health Care Sector
IRY
$375K ﹤0.01%
8,976
-6,607
-42% -$270K
INCY icon
4458
CALL
Incyte
INCY
$24.3B
$374K ﹤0.01%
9,800
+9,300
+1,860% +$275K
LUV icon
4459
PUT
Southwest Airlines
LUV
$22.1B
$374K ﹤0.01%
25,700
+7,800
+44% +$106K
NBR icon
4460
PUT
Nabors Industries
NBR
$1.26B
$374K ﹤0.01%
466
-646
-58% -$508K
SNX icon
4461
TD Synnex
SNX
$20.5B
$374K ﹤0.01%
+12,184
New +$311K
CST
4462
DELISTED
CST Brands, Inc.
CST
$374K ﹤0.01%
12,549
-52,779
-81% -$1.65M
OHI icon
4463
PUT
Omega Healthcare
OHI
$15.1B
$373K ﹤0.01%
12,500
+10,900
+681% +$332K
YCS icon
4464
PUT
ProShares UltraShort Yen
YCS
$29.9M
$373K ﹤0.01%
24,000
-50,800
-68% -$803K
ERF
4465
CALL
DELISTED
Enerplus Corporation
ERF
$373K ﹤0.01%
22,666
-27,300
-55% -$448K
SIGI icon
4466
Selective Insurance
SIGI
$5.66B
$372K ﹤0.01%
15,152
+7,542
+99% +$184K
CSR
4467
Centerspace
CSR
$925M
$371K ﹤0.01%
4,492
-2,437
-35% -$208K
RSPG icon
4468
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$558M
$371K ﹤0.01%
4,894
-10,148
-67% -$761K
MDR
4469
CALL
DELISTED
McDermott International
MDR
$371K ﹤0.01%
16,633
+3,933
+31% +$93.3K
ESV
4470
PUT
DELISTED
Ensco Rowan plc
ESV
$371K ﹤0.01%
1,725
-2,525
-59% -$579K
IGD
4471
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$516M
$370K ﹤0.01%
40,984
-1,223
-3% -$11.5K
UGL icon
4472
ProShares Ultra Gold
UGL
$647M
$370K ﹤0.01%
+29,080
New +$374K
QIWI
4473
DELISTED
QIWI PLC
QIWI
$370K ﹤0.01%
+11,834
New +$349K
EWA icon
4474
PUT
iShares MSCI Australia ETF
EWA
$1.39B
$369K ﹤0.01%
14,600
+10,900
+295% +$262K
MKSI icon
4475
MKS Inc
MKSI
$20.4B
$369K ﹤0.01%
13,880
+10,455
+305% +$279K
177 178
179
180 181

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.