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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CHUY
4401
DELISTED
Chuy's Holdings, Inc. Common Stock
CHUY
$418K ﹤0.01%
9,691
-1,569
-14% -$60.9K
SGI
4402
DELISTED
Silicon Graphics Intl.
SGI
$418K ﹤0.01%
34,045
+4,011
+13% +$51.3K
AD
4403
Array Digital Infrastructure
AD
$3.01B
$417K ﹤0.01%
10,180
+1,013
+11% +$41.8K
NES
4404
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$417K ﹤0.01%
20,556
-12,745
-38% -$204K
MLP icon
4405
Maui Land & Pineapple Co
MLP
$344M
$416K ﹤0.01%
64,776
-5,050
-7% -$31.2K
NNC
4406
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$416K ﹤0.01%
32,843
-1,708
-5% -$21.3K
NNJ
4407
DELISTED
NUVEEN (NJ)PREM INCM MUNI FUND
NNJ
$416K ﹤0.01%
30,418
+672
+2% +$9.02K
ARAY icon
4408
Accuray
ARAY
$32M
$415K ﹤0.01%
43,275
+7,560
+21% +$71.5K
ORLY icon
4409
PUT
O'Reilly Automotive
ORLY
$72.9B
$415K ﹤0.01%
42,000
+9,000
+27% +$85.9K
NSM
4410
CALL
DELISTED
Nationstar Mortgage Holdings
NSM
$415K ﹤0.01%
12,800
-700
-5% -$21.6K
ATVI
4411
CALL
DELISTED
Activision Blizzard
ATVI
$415K ﹤0.01%
20,300
-110,500
-84% -$2.1M
DEG
4412
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$415K ﹤0.01%
22,852
-8,992
-28% -$149K
BC icon
4413
Brunswick
BC
$5.13B
$414K ﹤0.01%
9,152
-2,480
-21% -$109K
CHRW icon
4414
PUT
C.H. Robinson
CHRW
$17.4B
$414K ﹤0.01%
7,900
+200
+3% +$10.9K
ETR icon
4415
PUT
Entergy
ETR
$50.2B
$414K ﹤0.01%
12,400
-6,000
-33% -$190K
K
4416
CALL
DELISTED
Kellanova
K
$414K ﹤0.01%
7,029
-13,206
-65% -$749K
MNKD icon
4417
PUT
MannKind Corp
MNKD
$1.21B
$414K ﹤0.01%
20,600
+13,840
+205% +$394K
IVAC
4418
DELISTED
Intevac Inc
IVAC
$414K ﹤0.01%
42,634
+40,482
+1,881% +$324K
NCO
4419
DELISTED
NUVEEN CALIF MUN MKT OPPOR FD
NCO
$413K ﹤0.01%
28,990
+308
+1% +$4.35K
TECK icon
4420
CALL
Teck Resources
TECK
$29.6B
$412K ﹤0.01%
19,000
+3,200
+20% +$74.2K
HTY
4421
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$412K ﹤0.01%
31,848
+8,390
+36% +$107K
ECYT
4422
CALL
DELISTED
Endocyte, Inc. Common Stock
ECYT
$412K ﹤0.01%
17,300
+6,300
+57% +$91.3K
RKT
4423
PUT
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$412K ﹤0.01%
7,800
+1,200
+18% +$62.8K
ARWR icon
4424
PUT
Arrowhead Research
ARWR
$11.9B
$411K ﹤0.01%
25,000
+22,400
+862% +$393K
AZZ icon
4425
AZZ Inc
AZZ
$4.35B
$411K ﹤0.01%
9,192
+397
+5% +$17.1K
175 176
177
178 179

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.