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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NM
4376
DELISTED
Navios Maritime Holdings Inc.
NM
$477K ﹤0.01%
4,275
-24,876
-85% -$2.01M
CEVA icon
4377
CEVA Inc
CEVA
$909M
$476K ﹤0.01%
31,273
+24,490
+361% +$369K
ATVI
4378
PUT
DELISTED
Activision Blizzard
ATVI
$476K ﹤0.01%
26,700
+18,400
+222% +$316K
TPH
4379
DELISTED
Tri Pointe Homes
TPH
$475K ﹤0.01%
23,849
+12,280
+106% +$210K
ZBH icon
4380
PUT
Zimmer Biomet
ZBH
$18.2B
$475K ﹤0.01%
5,253
+1,339
+34% +$116K
DANG
4381
CALL
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$475K ﹤0.01%
49,700
-24,100
-33% -$229K
SWI
4382
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
$475K ﹤0.01%
12,556
-26,459
-68% -$923K
HOLI
4383
DELISTED
Hollsys Automation Technologies INTERNATIONAL, LTD. COMMON (British Virgin Island)
HOLI
$474K ﹤0.01%
25,029
+24,837
+12,936% +$419K
CLX icon
4384
CALL
Clorox
CLX
$11.6B
$473K ﹤0.01%
5,100
-3,200
-39% -$288K
LUV icon
4385
PUT
Southwest Airlines
LUV
$22B
$473K ﹤0.01%
25,100
-600
-2% -$10.5K
DEX
4386
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$473K ﹤0.01%
38,720
-5,323
-12% -$64.5K
SD
4387
CALL
DELISTED
SANDRIDGE ENERGY, INC.
SD
$473K ﹤0.01%
78,000
-92,100
-54% -$551K
DEG
4388
DELISTED
ETABLISSEMENT DELHZ ADS 4 ADS REPTGS 1 ORD SHS
DEG
$473K ﹤0.01%
31,844
-12,516
-28% -$187K
TCBI icon
4389
Texas Capital Bancshares
TCBI
$4.32B
$472K ﹤0.01%
7,602
-1,321
-15% -$70.4K
EUO icon
4390
CALL
ProShares UltraShort Euro
EUO
$34.7M
$471K ﹤0.01%
27,600
+17,300
+168% +$302K
AEE icon
4391
CALL
Ameren
AEE
$30.4B
$470K ﹤0.01%
13,000
+8,400
+183% +$302K
ARAY icon
4392
PUT
Accuray
ARAY
$32.3M
$470K ﹤0.01%
54,000
-25,400
-32% -$197K
XRX icon
4393
PUT
Xerox
XRX
$382M
$470K ﹤0.01%
14,649
-3,112
-18% -$89.6K
AGN
4394
CALL
DELISTED
Allergan plc
AGN
$470K ﹤0.01%
2,800
-6,000
-68% -$938K
IAG icon
4395
PUT
IAMGOLD
IAG
$8.21B
$469K ﹤0.01%
140,700
-10,200
-7% -$44.2K
ADRE
4396
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
$469K ﹤0.01%
12,618
-806
-6% -$30.4K
HEI.A icon
4397
HEICO Corp Class A
HEI.A
$36.1B
$468K ﹤0.01%
21,709
-1,157
-5% -$23.6K
PZC
4398
DELISTED
PIMCO California Municipal Income Fund III
PZC
$468K ﹤0.01%
50,873
+33,982
+201% +$318K
AVP
4399
PUT
DELISTED
Avon Products, Inc.
AVP
$468K ﹤0.01%
27,200
-300
-1% -$5.61K
MUB icon
4400
PUT
iShares National Muni Bond ETF
MUB
$45.1B
$467K ﹤0.01%
4,500
-1,200
-21% -$125K
174 175
176
177 178

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.