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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUFG icon
4326
Mitsubishi UFJ Financial
MUFG
$254B
$449K ﹤0.01%
81,096
-61,916
-43% -$370K
BKS
4327
PUT
DELISTED
Barnes & Noble
BKS
$449K ﹤0.01%
32,809
+14,497
+79% +$166K
ORIT
4328
DELISTED
Oritani Financial Corp. New
ORIT
$448K ﹤0.01%
28,326
+208
+0.7% +$3.25K
SCJ icon
4329
iShares MSCI Japan Small-Cap ETF
SCJ
$255M
$447K ﹤0.01%
8,517
-8,471
-50% -$448K
WEX icon
4330
WEX
WEX
$6.35B
$447K ﹤0.01%
4,696
-7,085
-60% -$649K
DXYN
4331
DELISTED
Dixie Group Inc
DXYN
$447K ﹤0.01%
27,213
+26,294
+2,861% +$379K
PODD icon
4332
Insulet
PODD
$11.5B
$446K ﹤0.01%
9,416
-7,949
-46% -$352K
FAM
4333
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$446K ﹤0.01%
32,001
-13,440
-30% -$187K
APL
4334
PUT
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$446K ﹤0.01%
13,900
+10,400
+297% +$336K
FXY icon
4335
CALL
Invesco CurrencyShares Japanese Yen Trust
FXY
$438M
$444K ﹤0.01%
4,700
-2,900
-38% -$276K
PLUG icon
4336
CALL
Plug Power
PLUG
$2.92B
$444K ﹤0.01%
+62,500
New +$289K
AEL
4337
DELISTED
American Equity Investment Life Holding Company
AEL
$444K ﹤0.01%
18,802
-2,184
-10% -$50.3K
MERU
4338
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$444K ﹤0.01%
98,410
-19,300
-16% -$85.4K
CDW icon
4339
CDW
CDW
$18.6B
$443K ﹤0.01%
16,175
+12,189
+306% +$301K
CHH icon
4340
Choice Hotels
CHH
$5.08B
$443K ﹤0.01%
9,645
+1,307
+16% +$63K
AIFU
4341
AIFU Inc
AIFU
$209M
$443K ﹤0.01%
148
+3
+2% +$7.94K
EMES
4342
DELISTED
Emerge Energy Services LP
EMES
$443K ﹤0.01%
7,118
+627
+10% +$29.9K
ISHG icon
4343
iShares 1-3 Year International Treasury Bond ETF
ISHG
$837M
$442K ﹤0.01%
4,615
-25,350
-85% -$2.41M
OMEX icon
4344
Odyssey Marine Exploration
OMEX
$37.9M
$442K ﹤0.01%
16,065
+350
+2% +$8.82K
MHGC
4345
DELISTED
Morgans Hotel Group Co.
MHGC
$442K ﹤0.01%
54,969
-1,188
-2% -$9.39K
UTX.PRA
4346
DELISTED
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$442K ﹤0.01%
6,635
+168
+3% +$11K
FDM icon
4347
First Trust Dow Jones Select MicroCap Index Fund
FDM
$262M
$441K ﹤0.01%
13,604
+7,640
+128% +$242K
AVNR
4348
CALL
DELISTED
AVANIR PHARMACEUTICALS, INC CL A
AVNR
$441K ﹤0.01%
120,100
-5,600
-4% -$21.3K
AGEN
4349
Agenus
AGEN
$329M
$439K ﹤0.01%
7,067
+6,811
+2,661% +$473K
BLV icon
4350
Vanguard Long-Term Bond ETF
BLV
$5.74B
$438K ﹤0.01%
5,046
-1,434
-22% -$122K
172 173
174
175 176

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.