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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EIS icon
4326
iShares MSCI Israel ETF
EIS
$894M
$498K ﹤0.01%
10,289
+1,465
+17% +$69.4K
IRY
4327
DELISTED
SPDR S&P International Health Care Sector
IRY
$498K ﹤0.01%
11,126
+2,150
+24% +$92.4K
DLTR icon
4328
PUT
Dollar Tree
DLTR
$24.6B
$497K ﹤0.01%
8,800
+3,800
+76% +$219K
KOF icon
4329
Coca-Cola Femsa
KOF
$22.8B
$497K ﹤0.01%
4,082
+218
+6% +$26.2K
TTI icon
4330
TETRA Technologies
TTI
$1.14B
$497K ﹤0.01%
40,211
+138
+0.3% +$1.72K
CUDA
4331
DELISTED
Barracuda Networks, Inc.
CUDA
$497K ﹤0.01%
+12,522
New +$300K
CLMS
4332
DELISTED
Calamos Asset Management, Inc.
CLMS
$497K ﹤0.01%
41,999
+18,896
+82% +$197K
ALU
4333
CALL
DELISTED
Alcatel-Lucent
ALU
$497K ﹤0.01%
113,000
-124,224
-52% -$488K
RVBD
4334
CALL
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
$497K ﹤0.01%
27,500
-11,400
-29% -$185K
SGY
4335
DELISTED
Stone Energy
SGY
$497K ﹤0.01%
253
-30
-11% -$57.4K
DNY
4336
CALL
DELISTED
DONNELLEY R R & SONS CO
DNY
$497K ﹤0.01%
24,500
-21,600
-47% -$438K
IEF icon
4337
CALL
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$496K ﹤0.01%
5,000
-700
-12% -$71K
ARII
4338
DELISTED
American Railcar Industries, Inc.
ARII
$496K ﹤0.01%
10,840
-1,165
-10% -$49.9K
GNW icon
4339
PUT
Genworth Financial
GNW
$3.77B
$495K ﹤0.01%
31,900
+10,200
+47% +$147K
VTN icon
4340
Invesco Trust for Investment Grade New York Municipals
VTN
$159M
$495K ﹤0.01%
37,758
+5,477
+17% +$73.4K
MUJ icon
4341
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$639M
$494K ﹤0.01%
37,654
+14,251
+61% +$186K
VRTS icon
4342
Virtus Investment Partners
VRTS
$1.05B
$494K ﹤0.01%
2,468
-484
-16% -$93K
INFN
4343
DELISTED
Infinera Corporation Common Stock
INFN
$494K ﹤0.01%
50,559
-8,283
-14% -$82.3K
SFLY
4344
CALL
DELISTED
Shutterfly, Inc.
SFLY
$494K ﹤0.01%
9,700
-5,800
-37% -$293K
JOE icon
4345
St. Joe Company
JOE
$3.49B
$493K ﹤0.01%
25,682
-7,501
-23% -$139K
PAYX icon
4346
CALL
Paychex
PAYX
$41.4B
$492K ﹤0.01%
10,800
+1,400
+15% +$59.8K
JGG
4347
DELISTED
NUVEEN GLOBAL INCOME OPPORTUNITIES FUND
JGG
$492K ﹤0.01%
43,165
+8,508
+25% +$98.6K
SWBI icon
4348
PUT
Smith & Wesson
SWBI
$654M
$491K ﹤0.01%
47,356
+4,423
+10% +$39.5K
PPH icon
4349
VanEck Pharmaceutical ETF
PPH
$959M
$490K ﹤0.01%
9,240
-320
-3% -$16.2K
ON icon
4350
ON Semiconductor
ON
$32.8B
$489K ﹤0.01%
59,335
-24,479
-29% -$179K
172 173
174
175 176

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.