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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+5.64%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$97.7B
AUM Growth
+$13.4B
Cap. Flow
+$8.11B
Cap. Flow %
8.3%
Top 10 Hldgs %
14.79%
Holding
11,408
New
1,114
Increased
4,572
Reduced
4,158
Closed
1,006

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$185M
2
JWN
Nordstrom
JWN
+$157M
3
META icon
Meta Platforms (Facebook)
META
+$142M
4
SWK icon
Stanley Black & Decker
SWK
+$133M
5
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$132M

Top Sells

Rank Stock Value
1
NUAN
Nuance Communications, Inc.
NUAN
+$308M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$287M
3
JCP
J.C. Penney Company, Inc.
JCP
+$179M
4
APD icon
Air Products & Chemicals
APD
+$140M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$121M

Sector Composition

Rank Sector Weight
1 Energy 9.1%
2 Healthcare 6.42%
3 Technology 5.93%
4 Financials 5.8%
5 Industrials 5.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VNQ icon
4326
PUT
Vanguard Real Estate ETF
VNQ
$39.4B
$417K ﹤0.01%
6,300
+2,600
+70% +$177K
IBN icon
4327
CALL
ICICI Bank
IBN
$109B
$416K ﹤0.01%
75,130
+69,080
+1,142% +$406K
QLD icon
4328
CALL
ProShares Ultra QQQ
QLD
$12.5B
$416K ﹤0.01%
166,400
-19,200
-10% -$44.7K
SCHM icon
4329
Schwab US Mid-Cap ETF
SCHM
$14.5B
$416K ﹤0.01%
36,033
+26,322
+271% +$297K
PKY
4330
DELISTED
Parkway, Inc.
PKY
$416K ﹤0.01%
23,370
-8,381
-26% -$147K
AWAY
4331
DELISTED
HOMEAWAY INC COM
AWAY
$416K ﹤0.01%
14,863
+1,244
+9% +$38.6K
AGN
4332
CALL
DELISTED
Allergan Inc
AGN
$416K ﹤0.01%
4,600
-7,300
-61% -$655K
HCSG icon
4333
Healthcare Services Group
HCSG
$1.58B
$415K ﹤0.01%
16,108
-6,804
-30% -$170K
KELYA icon
4334
Kelly Services Class A
KELYA
$521M
$415K ﹤0.01%
21,297
+5,980
+39% +$114K
MCO icon
4335
PUT
Moody's
MCO
$83.5B
$415K ﹤0.01%
5,900
-8,400
-59% -$551K
INFI
4336
CALL
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$415K ﹤0.01%
23,800
-14,800
-38% -$283K
AD
4337
Array Digital Infrastructure
AD
$3.02B
$414K ﹤0.01%
9,086
+568
+7% +$23.6K
PVA
4338
DELISTED
PENN VIRGINIA CORP
PVA
$414K ﹤0.01%
62,386
+50,573
+428% +$263K
ARMH
4339
CALL
DELISTED
ARM HOLDINGS PLC ADS
ARMH
$414K ﹤0.01%
8,600
-6,000
-41% -$253K
TCPC icon
4340
BlackRock TCP Capital
TCPC
$273M
$413K ﹤0.01%
+25,480
New +$406K
UNXL
4341
PUT
DELISTED
Uni-Pixel, Inc.
UNXL
$413K ﹤0.01%
23,300
+3,300
+17% +$52.6K
BEE
4342
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
$412K ﹤0.01%
47,374
-13,112
-22% -$114K
GPM
4343
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$412K ﹤0.01%
49,449
-1,483
-3% -$12.9K
KYO
4344
DELISTED
Kyocera Adr
KYO
$411K ﹤0.01%
7,708
-1,084
-12% -$57K
AROC icon
4345
Archrock
AROC
$6.21B
$410K ﹤0.01%
14,860
+2,871
+24% +$84.1K
BMVP icon
4346
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$104M
$410K ﹤0.01%
20,292
+6,225
+44% +$123K
ZVO
4347
PUT
DELISTED
Zovio Inc. Common Stock
ZVO
$410K ﹤0.01%
22,700
+15,300
+207% +$249K
AWH
4348
DELISTED
Allied World Assurance Co Hld Lt
AWH
$410K ﹤0.01%
12,354
+4,023
+48% +$126K
EIS icon
4349
iShares MSCI Israel ETF
EIS
$887M
$409K ﹤0.01%
8,824
+1,374
+18% +$60.7K
TCBI icon
4350
Texas Capital Bancshares
TCBI
$4.29B
$409K ﹤0.01%
8,923
+328
+4% +$15.1K
172 173
174
175 176

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2013 Portfolio in Review

As of Q3 2013, UBS held 11,408 positions worth $97.7B, up 16% from $84.4B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

UBS deployed $8.11B of net new capital in Q3 2013, opening 1,114 new positions and adding to 4,572 existing holdings. Its largest new stake was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.

By sector, the portfolio is most concentrated in Energy at 9.1% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Nuance Communications, Inc., an estimated $308M trimmed.

  • UBS's largest Q3 2013 buy was COLE REAL ESTATE INVESTMENTS, INC COM: 11,625,569 shares worth $143M.
  • UBS added most to Mastercard in Q3 2013, an estimated $185M increase.
  • UBS's biggest Q3 2013 reduction was Nuance Communications, Inc., cutting an estimated $308M.
  • UBS fully exited THE NEWS CORPORATION LTD CL-B in Q3 2013, selling an estimated $30.8M.
  • UBS's ten largest holdings make up 15% of its $97.7B portfolio in Q3 2013.
  • UBS opened 1,114 new positions and closed 1,006 in Q3 2013.
  • UBS's portfolio value rose 16% quarter-over-quarter to $97.7B.

Based on UBS's 13F filing for Q3 2013, filed 13 Nov 2013.