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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+1.89%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$113B
AUM Growth
+$5.56B
Cap. Flow
+$4.14B
Cap. Flow %
3.68%
Top 10 Hldgs %
14.26%
Holding
11,559
New
1,144
Increased
4,238
Reduced
4,557
Closed
1,117

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.61B
2
BHI
Baker Hughes
BHI
+$645M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$472M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$264M
5
MWE
MARKWEST ENERGY PARTNERS, LP
MWE
+$225M

Top Sells

Rank Stock Value
1
HRI icon
Herc Holdings
HRI
+$419M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$252M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$233M
4
TEVA icon
Teva Pharmaceuticals
TEVA
+$202M
5
SNY icon
Sanofi
SNY
+$158M

Sector Composition

Rank Sector Weight
1 Energy 8.95%
2 Financials 7.03%
3 Technology 6.55%
4 Healthcare 6.54%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTWW
4301
CALL
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$459K ﹤0.01%
47,400
+13,500
+40% +$117K
PIKE
4302
DELISTED
PIKE CORPORATION COM STK (NC)
PIKE
$458K ﹤0.01%
42,539
+39,644
+1,369% +$424K
NUGT icon
4303
CALL
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$909M
$457K ﹤0.01%
330
-108
-25% -$179K
QLD icon
4304
PUT
ProShares Ultra QQQ
QLD
$12.5B
$457K ﹤0.01%
147,200
+83,200
+130% +$261K
SRPT icon
4305
CALL
Sarepta Therapeutics
SRPT
$1.64B
$457K ﹤0.01%
19,000
+3,900
+26% +$99.4K
FWM
4306
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
$457K ﹤0.01%
59,852
+40,828
+215% +$420K
GNK
4307
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
$457K ﹤0.01%
259,542
+64,982
+33% +$124K
ADC icon
4308
Agree Realty
ADC
$9.42B
$456K ﹤0.01%
14,983
-708
-5% -$21.1K
EWRS
4309
DELISTED
GUGGENHEIM RUSSELL 2000 EQUAL WEIGHT ETF
EWRS
$456K ﹤0.01%
9,850
+1,855
+23% +$84.5K
VISN
4310
Vistance Networks Inc
VISN
$2.64B
$455K ﹤0.01%
18,429
+17,708
+2,456% +$363K
WAT icon
4311
PUT
Waters Corp
WAT
$37.3B
$455K ﹤0.01%
4,200
+3,900
+1,300% +$423K
PCP
4312
CALL
DELISTED
PRECISION CASTPARTS CORP
PCP
$455K ﹤0.01%
1,800
+100
+6% +$25.9K
NC icon
4313
NACCO Industries
NC
$356M
$454K ﹤0.01%
36,671
+5,677
+18% +$74.5K
HZNP
4314
CALL
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$454K ﹤0.01%
30,000
+3,700
+14% +$41.8K
HNI icon
4315
HNI Corp
HNI
$3.14B
$453K ﹤0.01%
12,385
-13,642
-52% -$487K
CBI
4316
CALL
DELISTED
Chicago Bridge & Iron Nv
CBI
$453K ﹤0.01%
5,200
+1,500
+41% +$122K
UYG icon
4317
CALL
ProShares Ultra Financials
UYG
$829M
$452K ﹤0.01%
22,200
+15,600
+236% +$303K
EEB
4318
DELISTED
Invesco BRIC ETF
EEB
$452K ﹤0.01%
13,944
-5,209
-27% -$165K
AGO icon
4319
PUT
Assured Guaranty
AGO
$3.73B
$451K ﹤0.01%
17,800
-744,400
-98% -$17.6M
ARCC icon
4320
CALL
Ares Capital
ARCC
$13.5B
$451K ﹤0.01%
25,600
+11,400
+80% +$203K
ETN icon
4321
PUT
Eaton
ETN
$150B
$451K ﹤0.01%
6,000
-11,200
-65% -$825K
LSTA icon
4322
Lisata Therapeutics
LSTA
$9.38M
$451K ﹤0.01%
427
+423
+10,575% +$459K
CAMP
4323
PUT
DELISTED
CalAmp Corp.
CAMP
$451K ﹤0.01%
704
-353
-33% -$247K
HITT
4324
DELISTED
HITTITE MICROWAVE CORP
HITT
$451K ﹤0.01%
7,143
-1,221
-15% -$72.7K
DNY
4325
CALL
DELISTED
DONNELLEY R R & SONS CO
DNY
$451K ﹤0.01%
25,200
+700
+3% +$12.5K
171 172
173
174 175

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q1 2014 Portfolio in Review

As of Q1 2014, UBS held 11,559 positions worth $113B, up 5.2% from $107B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

UBS deployed $4.14B of net new capital in Q1 2014, opening 1,144 new positions and adding to 4,238 existing holdings. Its largest new stake was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.

By sector, the portfolio is most concentrated in Energy at 9% of assets, up from 8.5% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was Herc Holdings, an estimated $419M trimmed.

  • UBS's largest Q1 2014 buy was iShares MSCI USA Quality Factor ETF: 336,642 shares worth $19M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $1.61B increase.
  • UBS's biggest Q1 2014 reduction was Herc Holdings, cutting an estimated $419M.
  • UBS fully exited COLE REAL ESTATE INVESTMENTS, INC COM in Q1 2014, selling an estimated $233M.
  • UBS's ten largest holdings make up 14% of its $113B portfolio in Q1 2014.
  • UBS opened 1,144 new positions and closed 1,117 in Q1 2014.
  • UBS's portfolio value rose 5.2% quarter-over-quarter to $113B.

Based on UBS's 13F filing for Q1 2014, filed 15 May 2014.