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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
+8.25%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$107B
AUM Growth
+$9.22B
Cap. Flow
+$1.49B
Cap. Flow %
1.39%
Top 10 Hldgs %
13.06%
Holding
11,531
New
1,148
Increased
4,823
Reduced
3,924
Closed
1,123

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.56B
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$585M
3
HRI icon
Herc Holdings
HRI
+$370M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$216M
5
IYR icon
iShares US Real Estate ETF
IYR
+$210M

Top Sells

Rank Stock Value
1
TLM
TALISMAN ENERGY INC
TLM
+$615M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$468M
3
MA icon
Mastercard
MA
+$212M
4
AGU
Agrium
AGU
+$193M
5
AZN icon
AstraZeneca
AZN
+$143M

Sector Composition

Rank Sector Weight
1 Energy 8.45%
2 Healthcare 6.45%
3 Technology 6.41%
4 Financials 6.11%
5 Industrials 5.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUN icon
4301
Sunoco
SUN
$14.4B
$508K ﹤0.01%
15,357
+2,877
+23% +$92.7K
ANFI
4302
DELISTED
AMIRA NATURE FOODS LTD
ANFI
$507K ﹤0.01%
32,152
-9,316
-22% -$136K
MERU
4303
DELISTED
MERU NETWORKS INC COM STK (DE)
MERU
$507K ﹤0.01%
117,710
-12,650
-10% -$43.8K
VGK icon
4304
CALL
Vanguard FTSE Europe ETF
VGK
$30.7B
$506K ﹤0.01%
8,600
-2,600
-23% -$147K
CCOI icon
4305
Cogent Communications
CCOI
$656M
$505K ﹤0.01%
12,510
-2,525
-17% -$91.9K
CTLP
4306
DELISTED
Cantaloupe
CTLP
$505K ﹤0.01%
279,000
-359,674
-56% -$624K
RDUS
4307
DELISTED
Radius Recycling
RDUS
$505K ﹤0.01%
15,473
+845
+6% +$25.2K
TRIP icon
4308
PUT
TripAdvisor
TRIP
$1.65B
$505K ﹤0.01%
6,100
-300
-5% -$24.5K
EEP
4309
CALL
DELISTED
Enbridge Energy Partners
EEP
$505K ﹤0.01%
16,900
+3,600
+27% +$107K
WG
4310
DELISTED
Willbros Group
WG
$505K ﹤0.01%
53,628
+36,957
+222% +$336K
BEAV
4311
CALL
DELISTED
B/E Aerospace Inc
BEAV
$505K ﹤0.01%
8,010
+3,315
+71% +$198K
ZOLT
4312
DELISTED
ZOLTEK COMPANIES INC
ZOLT
$505K ﹤0.01%
30,142
-13,483
-31% -$225K
ERH
4313
Allspring Utilities & High Income Fund
ERH
$104M
$504K ﹤0.01%
42,725
+9,341
+28% +$111K
SPLB icon
4314
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$504K ﹤0.01%
20,381
-28,317
-58% -$702K
KST
4315
DELISTED
Deutsche Strategic Income Trust
KST
$504K ﹤0.01%
38,781
-29,639
-43% -$391K
FNGN
4316
DELISTED
Financial Engines, Inc.
FNGN
$504K ﹤0.01%
7,259
+1,081
+17% +$66.5K
ZINC
4317
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$502K ﹤0.01%
30,992
+6,814
+28% +$94.5K
XLBS
4318
DELISTED
POWERSHARES S&P SMALLCAP MATERIALS PORT
XLBS
$502K ﹤0.01%
11,627
+11,056
+1,936% +$477K
PPLI
4319
PUT
People Inc
PPLI
$3.04B
$501K ﹤0.01%
40,846
+39,727
+3,550% +$410K
PSI icon
4320
Invesco Semiconductors ETF
PSI
$2.31B
$501K ﹤0.01%
79,512
+5,451
+7% +$32.4K
UI icon
4321
PUT
Ubiquiti
UI
$33B
$501K ﹤0.01%
10,900
+6,100
+127% +$243K
EXD
4322
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$500K ﹤0.01%
35,199
-96,794
-73% -$1.42M
NSM
4323
CALL
DELISTED
Nationstar Mortgage Holdings
NSM
$499K ﹤0.01%
13,500
+3,300
+32% +$148K
KYO
4324
DELISTED
Kyocera Adr
KYO
$499K ﹤0.01%
9,946
+2,238
+29% +$114K
BEAT
4325
DELISTED
BioTelemetry, Inc.
BEAT
$499K ﹤0.01%
62,868
+35,916
+133% +$335K
171 172
173
174 175

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q4 2013 Portfolio in Review

As of Q4 2013, UBS held 11,531 positions worth $107B, up 9.4% from $97.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS's Q4 2013 filing shows 1,148 new, 4,823 increased, 3,924 reduced and 1,123 closed positions. Its largest new stake was American Airlines Group: 670,542 shares worth $16.9M. The largest sale was TALISMAN ENERGY INC, an estimated $615M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 9.1% a quarter earlier, followed by Healthcare and Technology.

  • UBS's largest Q4 2013 buy was American Airlines Group: 670,542 shares worth $16.9M.
  • UBS added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $1.56B increase.
  • UBS's biggest Q4 2013 reduction was TALISMAN ENERGY INC, cutting an estimated $615M.
  • UBS fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $110M.
  • UBS's ten largest holdings make up 13% of its $107B portfolio in Q4 2013.
  • UBS opened 1,148 new positions and closed 1,123 in Q4 2013.
  • UBS's portfolio value rose 9.4% quarter-over-quarter to $107B.

Based on UBS's 13F filing for Q4 2013, filed 14 Feb 2014.